DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

42 hedge funds and large institutions have $48.1M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 6 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$1.67M
2
PPA
2
Parametric Portfolio Associates
Washington
$401K
3
Millennium Management
3
Millennium Management
New York
$294K
4
RJA
4
Raymond James & Associates
Florida
$7.97M
5
Ameriprise
5
Ameriprise
Minnesota
$209K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$4.52M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$974K
3
First Trust Advisors
3
First Trust Advisors
Illinois
$0
4
LPL Financial
4
LPL Financial
California
$2.23M
5
Cohen & Steers
5
Cohen & Steers
New York
$620K
Name Market Value Shares Shares
Change 		Shares
Change %
PAS
26
Partnervest Advisory Services
California
$294K 11,164 -390 -3%
Millennium Management
27
Millennium Management
New York
$294K 11,177 +11,177 New
UBS Group
28
UBS Group
Switzerland
$219K 8,336 +90 +1%
Ameriprise
29
Ameriprise
Minnesota
$209K 8,160 +8,160 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$204K 7,744 +7,744 New
PFS
31
Prospera Financial Services
Texas
$203K 7,700 +7,700 New
WA
32
WFG Advisors
Texas
$113K 4,297 +2,047 +91%
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$90K 3,423 +2,517 +278%
AG
34
Advisor Group
Arizona
$55K 2,092 -115 -5%
Bank of America
35
Bank of America
North Carolina
$54K 2,044 – –
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$53K 2,000 +750 +60%
NFG
37
Next Financial Group
Texas
$44K 1,675 +775 +86%
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K 1,090 +355 +48%
BBHC
39
Brown Brothers Harriman & Co
New York
$26K 1,000 – –
Citigroup
40
Citigroup
New York
$26K 1,000 +1,000 New
PCM
41
Penserra Capital Management
California
$13K 502 +45 +10%
PA
42
Parallel Advisors
California
$6K 227 +3 +1%
First Trust Advisors
43
First Trust Advisors
Illinois
– – -40,540 Closed
YMRC
44
Yorktown Management & Research Company
Virginia
– – -20,000 Closed
STMM
45
South Texas Money Management
Texas
– – -10,460 Closed
DA
46
Doliver Advisors
Texas
– – -9,680 Closed
WP
47
WealthPLAN Partners
Nebraska
– – -1,000 Closed
SEI Investments
48
SEI Investments
Pennsylvania
– – -9 Closed
1
2