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Capital Southwest
CSWC

Overview Fund Activity

114 hedge funds and large institutions have $196M invested in Capital Southwest in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 46 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
114
Holders Change
+5
Holders Change %
+4.59%
% of All Funds
1.82%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
18
Increased
46
Reduced
25
Closed
13
Calls
$3.22M
Puts
$2.15M
Net Calls
+$1.07M
Net Calls Change
-$1.84M

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$1.69M
2
VanEck Associates
2
VanEck Associates
New York
$15.1M
3
HCM
3
Hodges Capital Management
Texas
$1.45M
4
Citadel Advisors
4
Citadel Advisors
Florida
$1.43M
5
BPA
5
Beacon Pointe Advisors
California
$972K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$17.7M
2
Invesco
2
Invesco
Georgia
$10.1M
3
QC
3
Quadrature Capital
United Kingdom
$769K
4
EMFAT
4
Emerald Mutual Fund Advisers Trust
Pennsylvania
$0
5
CSS
5
Cubist Systematic Strategies
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TFA
101
Toth Financial Advisory
Virginia
$13.7K – – –
DF
102
DecisionPoint Financial
Arizona
$8.59K +$8.59K +375 New
TF
103
Tompkins Financial
New York
$8.13K – – –
FWM
104
Focused Wealth Management
New York
$5.73K – – –
JMF
105
Johnson Midwest Financial
Iowa
$5.73K +$5.73K +250 New
QCG
106
Quadrant Capital Group
Ohio
$5.5K – – –
TWM
107
Tradition Wealth Management
Minnesota
$5K – – –
BCMLT
108
Beacon Capital Management LLC (Tennessee)
Tennessee
$2.76K – – –
DAM
109
Delta Asset Management
Tennessee
$1.6K – – –
VWM
110
Venturi Wealth Management
Texas
$1.26K +$1.26K +55 New
LC
111
Lindbrook Capital
California
$595 +$595 +26 New
IFAM
112
Institutional & Family Asset Management
Colorado
$588 +$588 +26 New
FSWA
113
Financial Synergies Wealth Advisors
Texas
$458 – – –
HNB
114
Huntington National Bank
Ohio
$46 – – –
EMFAT
115
Emerald Mutual Fund Advisers Trust
Pennsylvania
– -$798K -40,470 Closed
CSS
116
Cubist Systematic Strategies
Connecticut
– -$753K -38,196 Closed
FDS
117
First Dallas Securities
Texas
– -$444K -22,500 Closed
Millennium Management
118
Millennium Management
New York
– -$419K -21,232 Closed
JF
119
Jump Financial
Illinois
– -$296K -15,000 Closed
Squarepoint
120
Squarepoint
New York
– -$290K -14,708 Closed
Stifel Financial
121
Stifel Financial
Missouri
– -$264K -13,404 Closed
State Farm Mutual Automobile Insurance
122
State Farm Mutual Automobile Insurance
Illinois
– -$197K -10,000 Closed
BNP Paribas Financial Markets
123
BNP Paribas Financial Markets
France
– -$21.3K -1,081 Closed
TAM
124
Tucker Asset Management
Colorado
– -$13.1K -665 Closed
RI
125
Ridgewood Investments
New Jersey
– -$9.86K -500 Closed
2 3 4
5
6