Capital Southwest
CSWC
89 hedge funds and large institutions have $132M invested in Capital Southwest in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 29 reducing their positions, and 17 closing their positions.
10% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 29
2.37% less ownership
Funds ownership: 30.66% → 28.29% (-2.4%)
6% less capital invested
Capital invested by funds: $140M → $132M (-$8.09M)
11% less call options, than puts
Call options by funds: $1.41M | Put options by funds: $1.58M
12% less funds holding
Funds holding: 101 → 89 (-12)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
59% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 17
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$13.6M |
| 2 |
BlackRock
New York
|
+$900K |
| 3 |
GWI
Grace & White Inc
Ny,
New York
|
+$771K |
| 4 |
TA
Tectonic Advisors
Frisco,
Texas
|
+$504K |
| 5 |
AllianceBernstein
Nashville,
Tennessee
|
+$468K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$2.5M |
| 2 |
Two Sigma Investments
New York
|
-$1.74M |
| 3 |
Goldman Sachs
New York
|
-$1.58M |
| 4 |
Two Sigma Advisers
New York
|
-$1.23M |
| 5 |
Marshall Wace
London,
United Kingdom
|
-$1.15M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
CIBC Private Wealth Group
Atlanta,
Georgia
| – | -$15K | -800 | Closed |
|
102
Citigroup
New York
| – | -$14K | -735 | Closed |
|
|
QCG
103
Quadrant Capital Group
Cincinnati,
Ohio
| – | -$2K | -124 | Closed |
|
CSWC Hedge Fund Activity: Q3 2022 in Review
89 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2022, worth a combined $132M — down 5.8% from $140M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of CSWC and 7 opened new positions — a net loss of 10 holders — while 29 trimmed existing stakes and 32 added.
The largest buyer was Deutsche Bank, adding an estimated $13.6M. The largest seller was Citadel Advisors, cutting an estimated $2.5M.
- 89 institutional investors held Capital Southwest (CSWC) as of Q3 2022, down from 101 in Q2 2022.
- Funds reported $132M of Capital Southwest stock for Q3 2022, down 5.8% quarter-over-quarter.
- 7 funds opened new Capital Southwest positions in Q3 2022 and 17 closed out, a net change of -10 holders.
- The largest Capital Southwest buyer in Q3 2022 was Deutsche Bank, an estimated $13.6M added.
- The largest Capital Southwest seller in Q3 2022 was Citadel Advisors, an estimated $2.5M sold.
Based on aggregated 13F filings for Q3 2022.