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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
201
Starbucks
SBUX
$119B
$11K ﹤0.01%
98
– –
TMO icon
202
Thermo Fisher Scientific
TMO
$214B
$11K ﹤0.01%
16
– –
ABT icon
203
Abbott
ABT
$187B
$10K ﹤0.01%
73
– –
CHPT icon
204
ChargePoint
CHPT
$134M
$10K ﹤0.01%
26
– –
GF
205
New Germany Fund
GF
$182M
$10K ﹤0.01%
678
– –
MDT icon
206
Medtronic
MDT
$112B
$10K ﹤0.01%
97
+14
+17% +$1.62K
NKE icon
207
Nike
NKE
$64.1B
$10K ﹤0.01%
59
– –
PNC icon
208
PNC Financial Services
PNC
$99.1B
$10K ﹤0.01%
50
– –
TWN
209
Taiwan Fund
TWN
$446M
$10K ﹤0.01%
277
– –
UPS icon
210
United Parcel Service
UPS
$88.9B
$10K ﹤0.01%
45
+11
+32% +$2.24K
VALE icon
211
Vale
VALE
$62.3B
$10K ﹤0.01%
690
+48
+7% +$638
MOTV.WS
212
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$10K ﹤0.01%
10,000
– –
ADBE icon
213
Adobe
ADBE
$105B
$9K ﹤0.01%
15
– –
AGD
214
abrdn Global Dynamic Dividend Fund
AGD
$313M
$9K ﹤0.01%
719
– –
ALC icon
215
Alcon
ALC
$34B
$9K ﹤0.01%
100
– –
CB icon
216
Chubb
CB
$140B
$9K ﹤0.01%
45
– –
CVX icon
217
Chevron
CVX
$382B
$9K ﹤0.01%
77
– –
MCO icon
218
Moody's
MCO
$83.7B
$9K ﹤0.01%
22
– –
STM icon
219
STMicroelectronics
STM
$43.1B
$9K ﹤0.01%
178
– –
ZBRA icon
220
Zebra Technologies
ZBRA
$13.5B
$9K ﹤0.01%
15
+3
+25% +$1.7K
ZTS icon
221
Zoetis
ZTS
$32.7B
$9K ﹤0.01%
37
– –
MTTR
222
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$9K ﹤0.01%
+450
New +$10.3K
AZN icon
223
AstraZeneca
AZN
$269B
$8K ﹤0.01%
68
– –
BABA icon
224
Alibaba
BABA
$276B
$8K ﹤0.01%
64
+22
+52% +$3.2K
CARR icon
225
Carrier Global
CARR
$49.4B
$8K ﹤0.01%
142
+58
+69% +$3.13K
7 8
9
10 11

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PCI
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PC
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.