TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL
201
GDL Fund
GDL
$96.2M
$49K 0.02%
5,000
– –
BWG
202
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$49K 0.02%
3,864
– –
TIP icon
203
iShares TIPS Bond ETF
TIP
$13.5B
$47K 0.02%
410
– –
BT
204
DELISTED
BT Group plc (ADR)
BT
$47K 0.02%
2,322
+218
+10% +$4.41K
AGC
205
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$46K 0.02%
7,516
– –
KHC icon
206
Kraft Heinz
KHC
$31.9B
$45K 0.02%
498
-110
-18% -$9.94K
SPG icon
207
Simon Property Group
SPG
$58.7B
$44K 0.02%
253
– –
PHG icon
208
Philips
PHG
$25.8B
$43K 0.02%
1,335
-676
-34% -$21.8K
USB icon
209
US Bancorp
USB
$75.5B
$43K 0.02%
831
– –
KMM
210
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$41K 0.02%
4,751
– –
ITUB icon
211
Itaú Unibanco
ITUB
$74.8B
$41K 0.02%
3,405
-364
-10% -$4.38K
MA icon
212
Mastercard
MA
$536B
$41K 0.02%
366
+106
+41% +$11.9K
GLV
213
Clough Global Dividend & Income Fund
GLV
$71.7M
$40K 0.02%
3,000
– –
LYB icon
214
LyondellBasell Industries
LYB
$17.4B
$40K 0.02%
442
– –
RMT
215
Royce Micro-Cap Trust
RMT
$529M
$40K 0.02%
4,780
– –
NIE
216
Virtus Equity & Convertible Income Fund
NIE
$686M
$39K 0.02%
2,000
– –
NKE icon
217
Nike
NKE
$110B
$39K 0.02%
692
+2
+0.3% +$113
PAM icon
218
Pampa Energía
PAM
$3.59B
$39K 0.02%
+718
New +$39K
PM icon
219
Philip Morris
PM
$254B
$39K 0.02%
348
-134
-28% -$15K
TD icon
220
Toronto Dominion Bank
TD
$128B
$39K 0.02%
771
– –
AWF
221
AllianceBernstein Global High Income Fund
AWF
$975M
$38K 0.02%
+3,000
New +$38K
SNP
222
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$38K 0.02%
466
– –
BCV
223
Bancroft Fund
BCV
$124M
$37K 0.02%
1,746
– –
CEE
224
Central and Eastern Europe Fund
CEE
$102M
$37K 0.02%
1,779
+3
+0.2% +$62
BTI icon
225
British American Tobacco
BTI
$120B
$36K 0.02%
546
+280
+105% +$923
7 8
9
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