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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
201
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$49K 0.02%
3,864
– –
GDL
202
GDL Fund
GDL
$92M
$49K 0.02%
5,000
– –
TIP icon
203
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.02%
410
– –
BT
204
DELISTED
BT Group plc (ADR)
BT
$47K 0.02%
2,322
+218
+10% +$4.56K
AGC
205
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$46K 0.02%
7,516
– –
KHC icon
206
Kraft Heinz
KHC
$30.4B
$45K 0.02%
498
-110
-18% -$9.91K
SPG icon
207
Simon Property Group
SPG
$74.5B
$44K 0.02%
253
– –
PHG icon
208
Philips
PHG
$25.4B
$43K 0.02%
1,803
-913
-34% -$20.5K
USB icon
209
US Bancorp
USB
$99.6B
$43K 0.02%
831
– –
ITUB icon
210
Itaú Unibanco
ITUB
$91.3B
$41K 0.02%
7,019
-751
-10% -$4.45K
MA icon
211
Mastercard
MA
$477B
$41K 0.02%
366
+106
+41% +$11.6K
KMM
212
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$41K 0.02%
4,751
– –
GLV
213
Clough Global Dividend & Income Fund
GLV
$78.4M
$40K 0.02%
3,003
– –
LYB icon
214
LyondellBasell Industries
LYB
$19.5B
$40K 0.02%
442
– –
RMT
215
Royce Micro-Cap Trust
RMT
$736M
$40K 0.02%
4,780
– –
NIE
216
Virtus Equity & Convertible Income Fund
NIE
$718M
$39K 0.02%
2,000
– –
NKE icon
217
Nike
NKE
$61.9B
$39K 0.02%
692
+2
+0.3% +$110
PAM icon
218
Pampa Energía
PAM
$4.64B
$39K 0.02%
+718
New +$33.1K
PM icon
219
Philip Morris
PM
$301B
$39K 0.02%
348
-134
-28% -$13.8K
TD icon
220
Toronto Dominion Bank
TD
$198B
$39K 0.02%
771
– –
AWF
221
AllianceBernstein Global High Income Fund
AWF
$867M
$38K 0.02%
+3,000
New +$38.1K
SNP
222
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$38K 0.02%
466
– –
BCV
223
Bancroft Fund
BCV
$136M
$37K 0.02%
1,746
– –
CEE
224
Central and Eastern Europe Fund
CEE
$135M
$37K 0.02%
1,779
+3
+0.2% +$63
BTI icon
225
British American Tobacco
BTI
$132B
$36K 0.02%
546
+14
+3% +$866
7 8
9
10 11

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MEPT
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.