TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FMY
201
First Trust Mortgage Income Fund
FMY
$51.6M
$37K 0.02%
2,535
– –
NIE
202
Virtus Equity & Convertible Income Fund
NIE
$689M
$37K 0.02%
2,000
– –
RMT
203
Royce Micro-Cap Trust
RMT
$541M
$37K 0.02%
4,780
– –
BCV
204
Bancroft Fund
BCV
$122M
$36K 0.02%
1,703
-25,664
-94% -$543K
CEV
205
Eaton Vance California Municipal Income Trust
CEV
$66.8M
$36K 0.02%
2,608
– –
EVV
206
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$36K 0.02%
2,600
– –
GLV
207
Clough Global Dividend & Income Fund
GLV
$72.2M
$36K 0.02%
3,003
– –
NKE icon
208
Nike
NKE
$109B
$36K 0.02%
687
+1
+0.1% +$52
USB icon
209
US Bancorp
USB
$75.9B
$36K 0.02%
831
– –
AEF
210
abrdn Emerging Markets Equity Income Fund
AEF
$251M
$35K 0.02%
5,560
-940
-14% -$5.92K
ASML icon
211
ASML
ASML
$307B
$35K 0.02%
317
+1
+0.3% +$110
CVS icon
212
CVS Health
CVS
$93.6B
$35K 0.02%
389
+76
+24% +$6.84K
HDB icon
213
HDFC Bank
HDB
$361B
$35K 0.02%
974
– –
AEP icon
214
American Electric Power
AEP
$57.8B
$34K 0.02%
528
– –
BTI icon
215
British American Tobacco
BTI
$122B
$34K 0.02%
532
– –
CEE
216
Central and Eastern Europe Fund
CEE
$105M
$34K 0.02%
1,776
-252
-12% -$4.82K
OXY icon
217
Occidental Petroleum
OXY
$45.2B
$34K 0.02%
470
– –
WIW
218
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$34K 0.02%
3,000
– –
SNP
219
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$34K 0.02%
466
-23
-5% -$1.68K
GWPH
220
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$34K 0.02%
253
-5
-2% -$672
LDF
221
DELISTED
Latin American Discovery Fund
LDF
$34K 0.02%
3,393
+1,393
+70% +$14K
ISL
222
DELISTED
Aberdeen Israel Fund, Inc.
ISL
$34K 0.02%
2,050
– –
NTES icon
223
NetEase
NTES
$85B
$33K 0.02%
+675
New +$33K
BIDU icon
224
Baidu
BIDU
$35.1B
$32K 0.02%
176
-18
-9% -$3.27K
D icon
225
Dominion Energy
D
$49.7B
$32K 0.02%
435
– –
7 8
9
10 11