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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$247M
AUM Growth
+$3.13M
Cap. Flow
+$3.31M
Cap. Flow %
1.34%
Top 10 Hldgs %
51.3%
Holding
345
New
28
Increased
83
Reduced
50
Closed
23

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$9.71M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.57M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$6.58M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.73M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.91M

Top Sells

Rank Stock Value
1
SJB icon
ProShares Short High Yield
SJB
+$9.23M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$4.11M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.23M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.13M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.79M

Sector Composition

Rank Sector Weight
1 Financials 9.16%
2 Industrials 3.5%
3 Consumer Discretionary 2.54%
4 Materials 1.29%
5 Energy 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
176
TMC The Metals Company
TMC
$1.57B
$7.43K ﹤0.01%
8,959
– –
USB icon
177
US Bancorp
USB
$98B
$7.43K ﹤0.01%
206
– –
ABT icon
178
Abbott
ABT
$183B
$7.39K ﹤0.01%
73
– –
KDP icon
179
Keurig Dr Pepper
KDP
$43B
$7.37K ﹤0.01%
209
– –
ITW icon
180
Illinois Tool Works
ITW
$81.6B
$7.3K ﹤0.01%
30
– –
HDB icon
181
HDFC Bank
HDB
$124B
$7.27K ﹤0.01%
218
-28
-11% -$936
NKE icon
182
Nike
NKE
$62.7B
$7.24K ﹤0.01%
59
– –
SVXY icon
183
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$7.01K ﹤0.01%
220
– –
EMF
184
Templeton Emerging Markets Fund
EMF
$312M
$7.01K ﹤0.01%
599
– –
PM icon
185
Philip Morris
PM
$299B
$7K ﹤0.01%
72
– –
KF
186
Korea Fund
KF
$237M
$6.99K ﹤0.01%
318
+30
+10% +$680
COST icon
187
Costco
COST
$423B
$6.96K ﹤0.01%
14
– –
VRTX icon
188
Vertex Pharmaceuticals
VRTX
$122B
$6.93K ﹤0.01%
22
– –
ON icon
189
ON Semiconductor
ON
$32.6B
$6.75K ﹤0.01%
82
– –
B
190
Barrick Mining
B
$63.2B
$6.7K ﹤0.01%
361
+56
+18% +$1.01K
CAT icon
191
Caterpillar
CAT
$373B
$6.64K ﹤0.01%
29
– –
QCOM icon
192
Qualcomm
QCOM
$159B
$6.63K ﹤0.01%
52
-18
-26% -$2.24K
REGN icon
193
Regeneron Pharmaceuticals
REGN
$76B
$6.57K ﹤0.01%
8
– –
POOL icon
194
Pool Corp
POOL
$6.93B
$6.51K ﹤0.01%
19
– –
CARR icon
195
Carrier Global
CARR
$50.6B
$6.5K ﹤0.01%
142
– –
GGZ
196
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$6.49K ﹤0.01%
557
– –
KSA icon
197
iShares MSCI Saudi Arabia ETF
KSA
$622M
$6.47K ﹤0.01%
167
– –
BSY icon
198
Bentley Systems
BSY
$10.7B
$6.45K ﹤0.01%
150
+5
+3% +$199
BABA icon
199
Alibaba
BABA
$279B
$6.44K ﹤0.01%
63
+3
+5% +$301
PAYX icon
200
Paychex
PAYX
$41.4B
$6.42K ﹤0.01%
56
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Thomas J. Herzfeld Advisors held 345 positions worth $247M, up 1.3% from $244M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2023 filing shows 28 new, 83 increased, 50 reduced and 23 closed positions. Its largest new stake was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M. The largest sale was ProShares Short High Yield, an estimated $9.23M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 9.7% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q1 2023 buy was iShares Treasury Floating Rate Bond ETF: 169,829 shares worth $8.59M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q1 2023, an estimated $9.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2023 reduction was Apollo Tactical Income Fund Inc., cutting an estimated $4.11M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q1 2023, selling an estimated $9.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 51% of its $247M portfolio in Q1 2023.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 23 in Q1 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.3% quarter-over-quarter to $247M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2023, filed 15 May 2023.