TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABT icon
176
Abbott
ABT
$231B
$53K 0.03%
1,249
– –
MET icon
177
MetLife
MET
$52.9B
$53K 0.03%
1,327
+183
+16% +$7.31K
BWG
178
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$147M
$52K 0.03%
3,864
– –
NEA icon
179
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$52K 0.03%
+3,553
New +$52K
SPG icon
180
Simon Property Group
SPG
$59.5B
$52K 0.03%
253
– –
ABE
181
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$52K 0.03%
4,147
-817
-16% -$10.2K
DSL
182
DoubleLine Income Solutions Fund
DSL
$1.44B
$48K 0.03%
2,500
– –
LLY icon
183
Eli Lilly
LLY
$652B
$48K 0.03%
600
– –
TIP icon
184
iShares TIPS Bond ETF
TIP
$13.6B
$48K 0.03%
410
– –
KPTI icon
185
Karyopharm Therapeutics
KPTI
$57.2M
$47K 0.03%
325
– –
PM icon
186
Philip Morris
PM
$251B
$47K 0.03%
482
– –
IBN icon
187
ICICI Bank
IBN
$113B
$46K 0.02%
6,735
+3,498
+108% +$23.9K
PHG icon
188
Philips
PHG
$26.5B
$46K 0.02%
2,039
+1,057
+108% +$23.8K
RCG
189
RENN Fund
RCG
$18.8M
$46K 0.02%
35,303
+29,878
+551% +$38.9K
SKM icon
190
SK Telecom
SKM
$8.38B
$45K 0.02%
1,201
– –
AXP icon
191
American Express
AXP
$227B
$44K 0.02%
689
+3
+0.4% +$192
MCR
192
MFS Charter Income Trust
MCR
$268M
$43K 0.02%
5,000
– –
TEVA icon
193
Teva Pharmaceuticals
TEVA
$21.7B
$43K 0.02%
945
-149
-14% -$6.78K
AGC
194
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$43K 0.02%
7,516
– –
SBSA
195
DELISTED
Spanish Broadcasting System Inc.
SBSA
$42K 0.02%
10,530
+500
+5% +$1.99K
PPT
196
Putnam Premier Income Trust
PPT
$354M
$41K 0.02%
8,382
-36,860
-81% -$180K
ICB
197
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$40K 0.02%
2,125
– –
TMO icon
198
Thermo Fisher Scientific
TMO
$186B
$39K 0.02%
247
– –
TD icon
199
Toronto Dominion Bank
TD
$127B
$38K 0.02%
862
– –
BMRN icon
200
BioMarin Pharmaceuticals
BMRN
$11.1B
$37K 0.02%
400
– –
6 7
8
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