TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
-0.34%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$48.4M
Cap. Flow %
-25.04%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

1
DCA
Virtus Total Return Fund
DCA
$456K
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$428K
3
THW
abrdn World Healthcare Fund
THW
$421K
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$402K
5
RCL icon
Royal Caribbean
RCL
$378K

Top Sells

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$12.2M
3
SOR
Source Capital
SOR
$4.72M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$2.36M

Sector Composition

1 Consumer Discretionary 5.24%
2 Industrials 4.96%
3 Financials 3.1%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CELG
176
DELISTED
Celgene Corp
CELG
$80K 0.04%
800
– –
ACP
177
abrdn Income Credit Strategies Fund
ACP
$740M
$79K 0.04%
7,414
-1,422
-16% -$15.2K
CEV
178
Eaton Vance California Municipal Income Trust
CEV
$67.7M
$78K 0.04%
5,427
-11,155
-67% -$160K
XIV
179
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$78K 0.04%
3,000
– –
NRK icon
180
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$842M
$77K 0.04%
+5,700
New +$77K
CBA
181
DELISTED
ClearBridge American Energy MLP
CBA
$77K 0.04%
10,992
-1,260
-10% -$8.83K
BOI
182
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$73K 0.04%
5,001
– –
EMO
183
ClearBridge Energy Midstream Opportunity Fund
EMO
$864M
$71K 0.04%
1,261
– –
NIQ
184
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$69K 0.04%
+5,100
New +$69K
VKQ icon
185
Invesco Municipal Trust
VKQ
$511M
$67K 0.03%
+5,000
New +$67K
JCE icon
186
Nuveen Core Equity Alpha Fund
JCE
$265M
$63K 0.03%
4,616
-1,561
-25% -$21.3K
WIA
187
Western Asset Inflation-Linked Income Fund
WIA
$196M
$61K 0.03%
5,317
-23
-0.4% -$264
GDX icon
188
VanEck Gold Miners ETF
GDX
$19.9B
$60K 0.03%
3,000
– –
CHN
189
China Fund
CHN
$166M
$59K 0.03%
4,000
-1,000
-20% -$14.8K
JDD
190
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$59K 0.03%
5,406
-2,180
-29% -$23.8K
ABE
191
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$58K 0.03%
4,964
– –
WIW
192
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$55K 0.03%
5,000
– –
GER
193
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$55K 0.03%
1,111
– –
DSE
194
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$54K 0.03%
1,000
– –
GE icon
195
GE Aerospace
GE
$296B
$53K 0.03%
+349
New +$53K
SPG icon
196
Simon Property Group
SPG
$59.5B
$53K 0.03%
+253
New +$53K
VOD icon
197
Vodafone
VOD
$28.5B
$52K 0.03%
1,619
+166
+11% +$5.33K
ING icon
198
ING
ING
$71B
$51K 0.03%
4,247
+724
+21% +$8.69K
AZN icon
199
AstraZeneca
AZN
$253B
$50K 0.03%
1,759
-214
-11% -$6.08K
TMO icon
200
Thermo Fisher Scientific
TMO
$186B
$49K 0.03%
+347
New +$49K
6 7
8
9 10