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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDI
176
DELISTED
FORT DEARBORN INCOME SECS
FDI
$76K 0.03%
5,400
– –
BOI
177
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$74K 0.03%
5,001
– –
ICB
178
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$67K 0.03%
3,843
– –
PCM
179
PCM Fund
PCM
$68.9M
$65K 0.03%
6,839
+3,839
+128% +$37.3K
AZN icon
180
AstraZeneca
AZN
$270B
$63K 0.03%
987
+100
+11% +$6.58K
EVV
181
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$63K 0.03%
4,940
– –
FDX icon
182
FedEx
FDX
$73.2B
$58K 0.03%
400
– –
SKM icon
183
SK Telecom
SKM
$11.6B
$56K 0.02%
1,386
+476
+52% +$18.6K
WIA
184
Western Asset Inflation-Linked Income Fund
WIA
$186M
$56K 0.02%
5,340
-3,224
-38% -$35.3K
TYG
185
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$54K 0.02%
500
-19,594
-98% -$2.66M
APB
186
DELISTED
Asia Pacific Fund
APB
$53K 0.02%
5,150
– –
ABE
187
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$53K 0.02%
4,964
– –
SBSA
188
DELISTED
Spanish Broadcasting System Inc.
SBSA
$53K 0.02%
10,030
– –
WIW
189
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$52K 0.02%
5,000
-21,794
-81% -$236K
KPTI icon
190
Karyopharm Therapeutics
KPTI
$154M
$51K 0.02%
325
– –
TEVA icon
191
Teva Pharmaceuticals
TEVA
$36.4B
$51K 0.02%
899
-299
-25% -$19.4K
MRK icon
192
Merck
MRK
$331B
$49K 0.02%
+1,048
New +$55.7K
INB
193
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$49K 0.02%
+5,103
New +$53.9K
VOD icon
194
Vodafone
VOD
$37.6B
$46K 0.02%
1,453
– –
TIP icon
195
iShares TIPS Bond ETF
TIP
$14.5B
$45K 0.02%
410
– –
CEE
196
Central and Eastern Europe Fund
CEE
$136M
$44K 0.02%
2,460
-1,684
-41% -$32.4K
EDD
197
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$44K 0.02%
6,400
– –
MCD icon
198
McDonald's
MCD
$197B
$43K 0.02%
434
+215
+98% +$20.9K
BMRN icon
199
BioMarin Pharmaceuticals
BMRN
$12B
$42K 0.02%
+400
New +$53.4K
SPG icon
200
Simon Property Group
SPG
$76.3B
$42K 0.02%
230
+128
+125% +$23.5K
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.