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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAAY icon
151
Ryanair
RYAAY
$30B
$40K 0.01%
983
-300
-23% -$13.1K
GDV icon
152
Gabelli Dividend & Income Trust
GDV
$2.59B
$37K 0.01%
1,373
+17
+1% +$453
AVGO icon
153
Broadcom
AVGO
$1.76T
$35K 0.01%
530
– –
PZC
154
DELISTED
PIMCO California Municipal Income Fund III
PZC
$34K 0.01%
+3,061
New +$33.4K
SVVC
155
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$34K 0.01%
8,571
– –
JPM icon
156
JPMorgan Chase
JPM
$916B
$33K 0.01%
209
– –
NXJ
157
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$31K 0.01%
2,000
-3,482
-64% -$53.6K
AMZN icon
158
Amazon
AMZN
$2.44T
$30K 0.01%
180
– –
CEV
159
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$30K 0.01%
2,192
-6,590
-75% -$90.3K
CRSP icon
160
CRISPR Therapeutics
CRSP
$4.69B
$30K 0.01%
400
– –
FTCH
161
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$30K 0.01%
893
+346
+63% +$12.7K
ASML icon
162
ASML
ASML
$596B
$27K 0.01%
+34
New +$27K
DCBO
163
Docebo
DCBO
$559M
$26K 0.01%
383
+155
+68% +$11.2K
GOOG icon
164
Alphabet (Google) Class C
GOOG
$4.11T
$26K 0.01%
180
– –
HD icon
165
Home Depot
HD
$337B
$26K 0.01%
63
– –
META icon
166
Meta Platforms (Facebook)
META
$1.49T
$26K 0.01%
76
– –
ABNB icon
167
Airbnb
ABNB
$90.8B
$22K 0.01%
132
+34
+35% +$5.99K
BLK icon
168
Blackrock
BLK
$167B
$22K 0.01%
24
– –
BDJ icon
169
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$19K 0.01%
1,859
+28
+2% +$282
TXN icon
170
Texas Instruments
TXN
$248B
$19K 0.01%
100
– –
INCY icon
171
Incyte
INCY
$25.8B
$18K 0.01%
242
– –
NBO
172
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$18K 0.01%
+1,422
New +$18.2K
SBEAW
173
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
$17K 0.01%
+12,000
New +$17.1K
ISRG icon
174
Intuitive Surgical
ISRG
$127B
$16K 0.01%
45
– –
ZTR
175
Virtus Total Return Fund
ZTR
$337M
$16K 0.01%
1,704
+43
+3% +$408
5 6
7
8 9

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.