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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
101
Thermo Fisher Scientific
TMO
$214B
$71.6K 0.03%
130
+26
+25% +$13.8K
ASML icon
102
ASML
ASML
$596B
$71K 0.03%
130
-33
-20% -$17.3K
TBT icon
103
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$66.6K 0.03%
+2,049
New +$66.7K
MDY icon
104
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$66.4K 0.03%
150
– –
TAK icon
105
Takeda Pharmaceutical
TAK
$56.7B
$62.4K 0.03%
4,000
– –
WIW
106
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$51.9K 0.02%
5,684
-160,987
-97% -$1.51M
JCE icon
107
Nuveen Core Equity Alpha Fund
JCE
$273M
$50K 0.02%
3,696
+278
+8% +$3.79K
RVT icon
108
Royce Value Trust
RVT
$2.19B
$46.4K 0.02%
3,497
+74
+2% +$1.02K
QQQX icon
109
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$44.1K 0.02%
2,160
+51
+2% +$1.12K
GAB icon
110
Gabelli Equity Trust
GAB
$1.73B
$41.2K 0.02%
7,525
+192
+3% +$1.07K
GDL
111
GDL Fund
GDL
$91.7M
$40.9K 0.02%
5,211
+78
+2% +$616
BKR icon
112
Baker Hughes
BKR
$58.3B
$40.1K 0.02%
1,358
-165
-11% -$4.55K
SU icon
113
Suncor Energy
SU
$77.7B
$38K 0.02%
1,199
-227
-16% -$7.46K
RONI.WS
114
DELISTED
Rice Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
RONI.WS
$37.2K 0.02%
29,742
– –
PUK icon
115
Prudential
PUK
$36.4B
$37.1K 0.02%
1,351
+444
+49% +$10.1K
MSFT icon
116
Microsoft
MSFT
$2.9T
$36.5K 0.01%
152
-4
-3% -$960
NFLX icon
117
Netflix
NFLX
$307B
$36K 0.01%
1,220
– –
CNI icon
118
Canadian National Railway
CNI
$78.5B
$34.7K 0.01%
292
-15
-5% -$1.79K
ASG
119
Liberty All-Star Growth Fund
ASG
$321M
$34.7K 0.01%
7,031
– –
USA icon
120
Liberty All-Star Equity Fund
USA
$1.78B
$34.1K 0.01%
5,989
– –
TY icon
121
TRI-Continental Corp
TY
$1.84B
$33.6K 0.01%
1,311
+43
+3% +$1.15K
ADX icon
122
Adams Diversified Equity Fund
ADX
$3.01B
$32.5K 0.01%
2,235
+129
+6% +$1.95K
EQIX icon
123
Equinix
EQIX
$99.4B
$32.1K 0.01%
49
-21
-30% -$13K
TSM icon
124
TSMC
TSM
$1.94T
$27.3K 0.01%
367
– –
AVGO icon
125
Broadcom
AVGO
$1.76T
$25.7K 0.01%
460
– –
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.