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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDMO icon
101
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$607M
$200K 0.07%
+12,031
New +$190K
CXE
102
DELISTED
MFS High Income Municipal Trust
CXE
$190K 0.07%
+37,230
New +$189K
CCAP icon
103
Crescent Capital BDC
CCAP
$405M
$185K 0.07%
+10,537
New +$202K
LLY icon
104
Eli Lilly
LLY
$1.08T
$177K 0.06%
642
– –
AMGN icon
105
Amgen
AMGN
$209B
$157K 0.06%
700
-17
-2% -$3.59K
TY icon
106
TRI-Continental Corp
TY
$1.84B
$149K 0.05%
4,504
+431
+11% +$14.8K
GSIE icon
107
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$148K 0.05%
4,197
+1,005
+31% +$35.1K
CEF icon
108
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$142K 0.05%
8,000
– –
NUO
109
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$142K 0.05%
8,889
-10,557
-54% -$169K
SONY icon
110
Sony
SONY
$137B
$140K 0.05%
5,530
+775
+16% +$18.5K
CTR
111
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$139K 0.05%
5,875
– –
NMCO icon
112
Nuveen Municipal Credit Opportunities Fund
NMCO
$581M
$125K 0.05%
+8,002
New +$123K
PEO
113
Adams Natural Resources Fund
PEO
$731M
$116K 0.04%
7,312
+103
+1% +$1.66K
UNH icon
114
UnitedHealth
UNH
$382B
$113K 0.04%
225
– –
NVS icon
115
Novartis
NVS
$302B
$109K 0.04%
1,244
– –
VMM
116
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$108K 0.04%
7,663
– –
CNI icon
117
Canadian National Railway
CNI
$78.5B
$107K 0.04%
869
+199
+30% +$25.2K
QQQ icon
118
Invesco QQQ Trust
QQQ
$436B
$107K 0.04%
270
– –
ASA
119
ASA Gold and Precious Metals
ASA
$924M
$106K 0.04%
5,035
+2
+0% +$42
BMY icon
120
Bristol-Myers Squibb
BMY
$129B
$106K 0.04%
1,700
– –
SPY icon
121
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$104K 0.04%
220
– –
VTN icon
122
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
$98K 0.04%
7,286
– –
ABBV icon
123
AbbVie
ABBV
$465B
$95K 0.03%
699
– –
MA icon
124
Mastercard
MA
$498B
$90K 0.03%
251
– –
NVO
125
Novo Nordisk
NVO
$228B
$84K 0.03%
1,498
+608
+68% +$32.9K
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.