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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUMB icon
51
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$1.61M 0.59%
80,047
+1,330
+2% +$26.8K
RCL icon
52
Royal Caribbean
RCL
$86.8B
$1.51M 0.55%
19,633
– –
CX icon
53
Cemex
CX
$16.9B
$1.5M 0.54%
220,645
– –
CEM
54
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.47M 0.53%
54,596
-9,595
-15% -$274K
LEN icon
55
Lennar Class A
LEN
$20.4B
$1.45M 0.53%
12,913
– –
NML
56
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$1.45M 0.53%
276,120
-1,387
-0.5% -$7.29K
ASR icon
57
Grupo Aeroportuario del Sureste
ASR
$8.16B
$1.36M 0.49%
6,600
– –
TYG
58
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.35M 0.49%
48,536
-1,189
-2% -$34.2K
EMO
59
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$1.18M 0.43%
53,943
-4,356
-7% -$100K
IHI icon
60
iShares US Medical Devices ETF
IHI
$3.17B
$1.16M 0.42%
17,638
+490
+3% +$31.4K
SMM
61
DELISTED
Salient Midstream & MLP Fund
SMM
$1.16M 0.42%
172,121
+133
+0.1% +$895
VAC icon
62
Marriott Vacations Worldwide
VAC
$3.53B
$1.14M 0.41%
6,745
– –
SHY icon
63
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.1M 0.4%
12,835
-77,251
-86% -$6.63M
JMST icon
64
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$1.09M 0.4%
21,358
+83
+0.4% +$4.24K
ASGI
65
abrdn Global Infrastructure Income Fund
ASGI
$740M
$1.04M 0.38%
+50,742
New +$1.03M
VMC icon
66
Vulcan Materials
VMC
$36.8B
$1.04M 0.38%
5,000
– –
NCLH icon
67
Norwegian Cruise Line
NCLH
$9.53B
$1.03M 0.37%
49,717
– –
FMX icon
68
Fomento Económico Mexicano
FMX
$41.2B
$1.02M 0.37%
13,110
-1,516
-10% -$119K
BIL icon
69
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$998K 0.36%
10,919
– –
DTF
70
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$972K 0.35%
68,037
+55,263
+433% +$792K
EVTC icon
71
Evertec
EVTC
$1.97B
$847K 0.31%
16,956
– –
NFE icon
72
New Fortress Energy
NFE
$92.9M
$843K 0.31%
34,911
+1,968
+6% +$54.5K
CEFS icon
73
Saba Closed-End Funds ETF
CEFS
$419M
$774K 0.28%
+37,414
New +$799K
LIVN icon
74
LivaNova
LIVN
$4.47B
$728K 0.26%
8,330
– –
ESRT icon
75
Empire State Realty Trust
ESRT
$1B
$658K 0.24%
73,894
– –
1 2
3
4 5

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PCI
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.