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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
26
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$2.55M 1.05%
218,290
+13,970
+7% +$162K
MTZ icon
27
MasTec
MTZ
$22.8B
$2.55M 1.04%
29,868
– –
BTX
28
BlackRock Technology and Private Equity Term Trust
BTX
$905M
$2.54M 1.04%
373,379
+372,681
+53,393% +$2.66M
NMAI icon
29
Nuveen Multi-Asset Income Fund
NMAI
$456M
$2.53M 1.04%
220,296
-26,004
-11% -$302K
CTR
30
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.52M 1.03%
89,260
-1,986
-2% -$58.3K
TPZ
31
Tortoise Electrification Infrastructure ETF
TPZ
$125M
$2.49M 1.02%
195,206
+168,296
+625% +$2.23M
ASGI
32
abrdn Global Infrastructure Income Fund
ASGI
$740M
$2.49M 1.02%
146,169
+63,865
+78% +$1.09M
BSTZ icon
33
BlackRock Science and Technology Term Trust
BSTZ
$1.84B
$2.49M 1.02%
159,003
+158,903
+158,903% +$2.7M
PGP
34
PIMCO Global StockPLUS & Income Fund
PGP
$96.5M
$2.48M 1.01%
+357,401
New +$2.45M
GAM
35
General American Investors Company
GAM
$1.53B
$2.47M 1.01%
68,440
-4,333
-6% -$157K
GRX
36
Gabelli Healthcare & Wellness Trust
GRX
$146M
$2.45M 1%
+238,456
New +$2.4M
TBLD
37
Thornburg Income Builder Opportunities Trust
TBLD
$696M
$2.27M 0.93%
159,202
+8,372
+6% +$116K
EMO
38
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$2.27M 0.93%
79,376
-2,176
-3% -$62.7K
NSLR
39
Neostellar Capital Corp
NSLR
$259M
$2.07M 0.85%
545,926
+488,100
+844% +$1.93M
FBP icon
40
First Bancorp
FBP
$4.46B
$2.04M 0.84%
160,604
– –
LDP icon
41
Cohen & Steers Duration Preferred & Income Fund
LDP
$596M
$2.01M 0.82%
+105,729
New +$1.99M
FINS
42
Angel Oak Financial Strategies Income Term Trust
FINS
$416M
$1.98M 0.81%
154,503
-64,669
-30% -$837K
HERZ
43
Herzfeld Credit Income Fund
HERZ
$31.3M
$1.85M 0.76%
61,854
-14,986
-20% -$483K
BPOP icon
44
Popular Inc
BPOP
$11.1B
$1.72M 0.7%
25,899
– –
NEE icon
45
NextEra Energy
NEE
$186B
$1.67M 0.69%
20,025
– –
BGH
46
Barings Global Short Duration High Yield Fund
BGH
$281M
$1.66M 0.68%
+130,671
New +$1.67M
ASLE icon
47
AerSale
ASLE
$296M
$1.61M 0.66%
99,206
– –
SRV
48
NXG Cushing Midstream Energy Fund
SRV
$211M
$1.54M 0.63%
45,963
-561
-1% -$19.4K
NCLH icon
49
Norwegian Cruise Line
NCLH
$9.52B
$1.43M 0.58%
116,578
– –
GER
50
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.41M 0.58%
110,522
-832
-0.7% -$10.9K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.