We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERZ
26
Herzfeld Credit Income Fund
HERZ
$31.3M
$2.27M 0.97%
76,840
+6,098
+9% +$210K
FBP icon
27
First Bancorp
FBP
$4.46B
$2.2M 0.94%
160,604
-27,607
-15% -$400K
EMO
28
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$2.04M 0.87%
81,552
+3,115
+4% +$84.7K
DMO
29
Western Asset Mortgage Opportunity Fund
DMO
$119M
$2.03M 0.87%
182,867
+17,369
+10% +$208K
JLS icon
30
Nuveen Mortgage and Income Fund
JLS
$94.2M
$2.02M 0.86%
125,468
+8,208
+7% +$137K
CRF
31
Cornerstone Total Return Fund
CRF
$1.14B
$1.94M 0.83%
244,208
-241,969
-50% -$2.21M
TBLD
32
Thornburg Income Builder Opportunities Trust
TBLD
$696M
$1.92M 0.82%
150,830
-11,319
-7% -$165K
MTZ icon
33
MasTec
MTZ
$22.8B
$1.9M 0.81%
29,868
– –
BPOP icon
34
Popular Inc
BPOP
$11.1B
$1.87M 0.8%
25,899
-4,915
-16% -$382K
ASLE icon
35
AerSale
ASLE
$296M
$1.84M 0.78%
99,206
+2,788
+3% +$51.6K
PGTI
36
DELISTED
PGT, Inc.
PGTI
$1.62M 0.69%
77,117
– –
NEE icon
37
NextEra Energy
NEE
$186B
$1.57M 0.67%
20,025
-2,000
-9% -$170K
SRV
38
NXG Cushing Midstream Energy Fund
SRV
$211M
$1.52M 0.65%
+46,524
New +$1.5M
WIW
39
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$1.51M 0.64%
166,671
+1,753
+1% +$18K
PDI icon
40
PIMCO Dynamic Income Fund
PDI
$7.39B
$1.43M 0.61%
73,818
-99,800
-57% -$2.1M
CPA icon
41
Copa Holdings
CPA
$5.61B
$1.36M 0.58%
20,250
– –
GER
42
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.34M 0.57%
+111,354
New +$1.4M
NCLH icon
43
Norwegian Cruise Line
NCLH
$9.53B
$1.32M 0.56%
116,578
+24,861
+27% +$327K
ASGI
44
abrdn Global Infrastructure Income Fund
ASGI
$740M
$1.29M 0.55%
82,304
+20,634
+33% +$377K
MLM icon
45
Martin Marietta Materials
MLM
$34.2B
$1.29M 0.55%
4,000
– –
RCL icon
46
Royal Caribbean
RCL
$86.8B
$1.06M 0.45%
27,926
+8,293
+42% +$336K
ASR icon
47
Grupo Aeroportuario del Sureste
ASR
$8.23B
$1.01M 0.43%
5,175
– –
BIL icon
48
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1M 0.43%
10,919
– –
LEN icon
49
Lennar Class A
LEN
$20.6B
$932K 0.4%
12,913
– –
SPE
50
Special Opportunities Fund
SPE
$139M
$931K 0.4%
87,840
-111,204
-56% -$1.35M
1
2
3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.