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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$240M
AUM Growth
+$19.3M
Cap. Flow
+$7.41M
Cap. Flow %
3.09%
Top 10 Hldgs %
40.58%
Holding
382
New
20
Increased
152
Reduced
57
Closed
27

Top Buys

Rank Stock Value
1
CRF
Cornerstone Total Return Fund
CRF
+$5.74M
2
OCCI
OFS Credit Co
OCCI
+$5.72M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$5.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.83M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$3.36M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.45M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.89M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.44M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.34M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 7.41%
2 Industrials 5.35%
3 Consumer Discretionary 2.6%
4 Materials 1.82%
5 Real Estate 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
26
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.87M 1.2%
178,343
+13,588
+8% +$215K
HERZ
27
Herzfeld Credit Income Fund
HERZ
$32.5M
$2.86M 1.19%
58,794
+3,432
+6% +$166K
FBP icon
28
First Bancorp
FBP
$4.39B
$2.8M 1.17%
235,211
-9,266
-4% -$114K
BRW
29
Saba Capital Income & Opportunities Fund
BRW
$336M
$2.72M 1.14%
+288,908
New +$2.68M
BPOP icon
30
Popular Inc
BPOP
$10.9B
$2.58M 1.08%
34,414
-2,980
-8% -$228K
WIW
31
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$2.53M 1.06%
192,953
+2,703
+1% +$34.4K
SEVN
32
Seven Hills Realty Trust
SEVN
$181M
$2.23M 0.93%
187,276
+10,357
+6% +$126K
DMO
33
Western Asset Mortgage Opportunity Fund
DMO
$119M
$2.04M 0.85%
131,070
-14,299
-10% -$216K
CEM
34
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2M 0.83%
68,381
+43,664
+177% +$1.2M
NEE icon
35
NextEra Energy
NEE
$185B
$1.99M 0.83%
27,199
– –
JLS icon
36
Nuveen Mortgage and Income Fund
JLS
$94.9M
$1.93M 0.81%
92,517
+3,351
+4% +$70.3K
SHY icon
37
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.92M 0.8%
22,319
+14,838
+198% +$1.28M
ECC
38
Eagle Point Credit Company
ECC
$484M
$1.86M 0.78%
137,268
+3,644
+3% +$47.8K
OXLC
39
Oxford Lane Capital
OXLC
$824M
$1.85M 0.77%
+50,041
New +$1.75M
CX icon
40
Cemex
CX
$17.6B
$1.85M 0.77%
220,645
– –
PGTI
41
DELISTED
PGT, Inc.
PGTI
$1.79M 0.75%
77,117
– –
JRO
42
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.74M 0.72%
177,835
+5,592
+3% +$53.3K
RCL icon
43
Royal Caribbean
RCL
$81.8B
$1.67M 0.7%
19,607
-4,963
-20% -$433K
MLM icon
44
Martin Marietta Materials
MLM
$34.3B
$1.58M 0.66%
4,500
+1,500
+50% +$534K
CPA icon
45
Copa Holdings
CPA
$5.65B
$1.52M 0.64%
20,250
– –
TYG
46
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$1.51M 0.63%
52,353
+15,907
+44% +$433K
NCLH icon
47
Norwegian Cruise Line
NCLH
$9.2B
$1.46M 0.61%
49,717
-15,000
-23% -$452K
NML
48
Neuberger Energy Infrastructure and Income Fund Inc
NML
$582M
$1.39M 0.58%
277,486
+20
+0% +$94
EMO
49
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$1.38M 0.57%
59,722
+50,468
+545% +$1.09M
NFE icon
50
New Fortress Energy
NFE
$96.4M
$1.25M 0.52%
32,943
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Thomas J. Herzfeld Advisors held 382 positions worth $240M, up 8.8% from $220M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors deployed $7.41M of net new capital in Q2 2021, opening 20 new positions and adding to 152 existing holdings. Its largest new stake was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 4.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $5.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2021 buy was ProShares Short 20+ Year Treasury ETF: 275,544 shares worth $4.65M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Total Return Fund in Q2 2021, an estimated $5.74M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2021 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $5.45M.
  • Thomas J. Herzfeld Advisors fully exited Kayne Anderson Energy Infrastructure Fund in Q2 2021, selling an estimated $2.34M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $240M portfolio in Q2 2021.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 27 in Q2 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $240M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.