We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIVN icon
251
LivaNova
LIVN
$4.4B
– –
-8,330
Closed -$440K
LLY icon
252
Eli Lilly
LLY
$1.02T
– –
-661
Closed -$355K
LMT icon
253
Lockheed Martin
LMT
$134B
– –
-23
Closed -$9.41K
LPLA icon
254
LPL Financial
LPLA
$28.3B
– –
-24
Closed -$5.7K
LRCX icon
255
Lam Research
LRCX
$367B
– –
-20
Closed -$1.25K
LVS icon
256
Las Vegas Sands
LVS
$31.7B
– –
-27
Closed -$1.24K
MA icon
257
Mastercard
MA
$506B
– –
-99
Closed -$39.2K
MCD icon
258
McDonald's
MCD
$192B
– –
-49
Closed -$12.9K
MCO icon
259
Moody's
MCO
$82.8B
– –
-15
Closed -$4.74K
MDLZ icon
260
Mondelez International
MDLZ
$79.5B
– –
-239
Closed -$16.6K
MDT icon
261
Medtronic
MDT
$109B
– –
-262
Closed -$20.5K
MHF
262
Western Asset Municipal High Income Fund
MHF
$151M
– –
-52,358
Closed -$319K
MINT icon
263
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-3,587
Closed -$359K
MLN icon
264
VanEck Long Muni ETF
MLN
$677M
– –
-7,270
Closed -$121K
MRSH
265
Marsh
MRSH
$90.5B
– –
-68
Closed -$12.9K
MMYT icon
266
MakeMyTrip
MMYT
$5.36B
– –
-85
Closed -$3.44K
MRK icon
267
Merck
MRK
$322B
– –
-2,830
Closed -$291K
MSFT icon
268
Microsoft
MSFT
$3.45T
– –
-127
Closed -$40.1K
MU icon
269
Micron Technology
MU
$930B
– –
-69
Closed -$4.69K
NDSN icon
270
Nordson
NDSN
$16.6B
– –
-24
Closed -$5.36K
NIM icon
271
Nuveen Select Maturities Municipal Fund
NIM
$114M
– –
-29,637
Closed -$251K
NKE icon
272
Nike
NKE
$61.9B
– –
-53
Closed -$5.07K
NOW icon
273
ServiceNow
NOW
$115B
– –
-30
Closed -$3.35K
NUV icon
274
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-20,630
Closed -$170K
NUW icon
275
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-22,244
Closed -$298K
9 10
11
12 13

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.