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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
251
Teradyne
TER
$57.6B
$4.28K ﹤0.01%
49
+5
+11% +$428
AES icon
252
AES
AES
$10.5B
$4.26K ﹤0.01%
148
– –
CHPT icon
253
ChargePoint
CHPT
$141M
$4.24K ﹤0.01%
22
– –
JD icon
254
JD.com
JD
$44.6B
$4.21K ﹤0.01%
75
– –
MCO icon
255
Moody's
MCO
$82.8B
$4.18K ﹤0.01%
15
– –
ANSS
256
DELISTED
Ansys
ANSS
$4.11K ﹤0.01%
17
+9
+113% +$2.1K
FIS icon
257
Fidelity National Information Services
FIS
$23.1B
$4.07K ﹤0.01%
60
-33
-35% -$2.34K
YUMC icon
258
Yum China
YUMC
$16.5B
$3.99K ﹤0.01%
73
– –
PSX icon
259
Phillips 66
PSX
$84.9B
$3.96K ﹤0.01%
38
– –
BP icon
260
BP
BP
$116B
$3.81K ﹤0.01%
109
– –
DLB icon
261
Dolby
DLB
$5.51B
$3.74K ﹤0.01%
53
+11
+26% +$758
DHR icon
262
Danaher
DHR
$137B
$3.72K ﹤0.01%
+16
New +$3.71K
SAP icon
263
SAP
SAP
$212B
$3.71K ﹤0.01%
36
– –
SHG icon
264
Shinhan Financial Group
SHG
$32.8B
$3.69K ﹤0.01%
132
– –
IDXX icon
265
Idexx Laboratories
IDXX
$44.1B
$3.67K ﹤0.01%
9
– –
CHT icon
266
Chunghwa Telecom
CHT
$33.1B
$3.66K ﹤0.01%
100
– –
TDY icon
267
Teledyne Technologies
TDY
$30.4B
$3.6K ﹤0.01%
9
– –
BX icon
268
Blackstone
BX
$102B
$3.56K ﹤0.01%
+48
New +$4.14K
TCOM icon
269
Trip.com Group
TCOM
$29.6B
$3.54K ﹤0.01%
103
– –
ALLE icon
270
Allegion
ALLE
$13.4B
$3.47K ﹤0.01%
33
+2
+6% +$209
LII icon
271
Lennox International
LII
$14.4B
$3.35K ﹤0.01%
14
+2
+17% +$490
SHW icon
272
Sherwin-Williams
SHW
$82.7B
$3.32K ﹤0.01%
14
– –
ONC
273
BeOne Medicines Ltd
ONC
$32.8B
$3.3K ﹤0.01%
15
– –
GDDY icon
274
GoDaddy
GDDY
$11B
$3.29K ﹤0.01%
44
– –
WSO icon
275
Watsco Inc
WSO
$12.7B
$3.24K ﹤0.01%
13
– –
9 10
11
12 13

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.