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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$258M
AUM Growth
-$10.7M
Cap. Flow
-$2.17M
Cap. Flow %
-0.84%
Top 10 Hldgs %
36.39%
Holding
339
New
28
Increased
74
Reduced
69
Closed
30

Top Buys

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$5.83M
2
UTG icon
Reaves Utility Income Fund
UTG
+$3.63M
3
AIF
Apollo Tactical Income Fund Inc.
AIF
+$2.45M
4
OXSQ icon
Oxford Square Capital
OXSQ
+$2.15M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.59M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$8.91M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.32M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.12M
4
STEW
SRH Total Return Fund
STEW
+$2.23M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$991K

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Consumer Discretionary 4.49%
3 Industrials 4.46%
4 Consumer Staples 2.21%
5 Materials 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVXY icon
251
ProShares Short VIX Short-Term Futures ETF
SVXY
$217M
$11K ﹤0.01%
+489
New +$56.3K
TD icon
252
Toronto Dominion Bank
TD
$193B
$11K ﹤0.01%
201
+11
+6% +$644
V icon
253
Visa
V
$701B
$11K ﹤0.01%
92
+15
+19% +$1.82K
CCEP icon
254
Coca-Cola Europacific Partners
CCEP
$49.1B
$10K ﹤0.01%
247
– –
EMBJ
255
Embraer S.A. ADS
EMBJ
$12B
$10K ﹤0.01%
397
-53
-12% -$1.38K
MCD icon
256
McDonald's
MCD
$193B
$10K ﹤0.01%
66
– –
MUFG icon
257
Mitsubishi UFJ Financial
MUFG
$247B
$10K ﹤0.01%
1,513
– –
ALLE icon
258
Allegion
ALLE
$13.5B
$9K ﹤0.01%
103
– –
BHP icon
259
BHP
BHP
$211B
$9K ﹤0.01%
235
-7
-3% -$295
CB icon
260
Chubb
CB
$140B
$9K ﹤0.01%
68
– –
CNQ icon
261
Canadian Natural Resources
CNQ
$96.9B
$9K ﹤0.01%
555
– –
EDU icon
262
New Oriental
EDU
$9.32B
$9K ﹤0.01%
97
+21
+28% +$1.95K
PHG icon
263
Philips
PHG
$25.5B
$9K ﹤0.01%
311
-507
-62% -$15.1K
PNC icon
264
PNC Financial Services
PNC
$99.1B
$9K ﹤0.01%
59
– –
PUK icon
265
Prudential
PUK
$36.4B
$9K ﹤0.01%
179
+15
+9% +$759
SAP icon
266
SAP
SAP
$215B
$9K ﹤0.01%
81
– –
UNH icon
267
UnitedHealth
UNH
$382B
$9K ﹤0.01%
43
-7
-14% -$1.6K
AXP icon
268
American Express
AXP
$224B
$8K ﹤0.01%
87
– –
BIDU icon
269
Baidu
BIDU
$35.7B
$8K ﹤0.01%
38
+3
+9% +$739
HD icon
270
Home Depot
HD
$337B
$8K ﹤0.01%
45
-8
-15% -$1.5K
IBM icon
271
IBM
IBM
$213B
$8K ﹤0.01%
52
-170
-77% -$25.7K
JNJ icon
272
Johnson & Johnson
JNJ
$640B
$8K ﹤0.01%
59
– –
PAM icon
273
Pampa Energía
PAM
$4.57B
$8K ﹤0.01%
134
-22
-14% -$1.43K
PFE icon
274
Pfizer
PFE
$143B
$8K ﹤0.01%
246
-34
-12% -$1.17K
RTX icon
275
RTX Corp
RTX
$290B
$8K ﹤0.01%
99
– –
9 10
11
12 13

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PCI
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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Thomas J. Herzfeld Advisors held 339 positions worth $258M, down 4% from $269M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2018 filing shows 28 new, 74 increased, 69 reduced and 30 closed positions. Its largest new stake was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K. The largest sale was BlackRock Science and Technology Trust, an estimated $8.91M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2018 buy was Cohen & Steers Closed End Opportunity Fund: 48,547 shares worth $598K.
  • Thomas J. Herzfeld Advisors added most to Eagle Point Credit Company in Q1 2018, an estimated $5.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.32M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Science and Technology Trust in Q1 2018, selling an estimated $8.91M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 36% of its $258M portfolio in Q1 2018.
  • Thomas J. Herzfeld Advisors opened 28 new positions and closed 30 in Q1 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 4% quarter-over-quarter to $258M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2018, filed 15 May 2018.