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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
PROK icon
10101
ProKidney
PROK
$295M
– –
-6,741
Closed -$12.3K –
PRTH icon
10102
CALL
Priority Technology Holdings
PRTH
$645M
– –
-700
Closed -$3.3K –
PRTA icon
10103
Prothena Corp
PRTA
$421M
– –
-1,303
Closed -$12.9K –
PRTS icon
10104
CALL
CarParts.com
PRTS
$60.5M
– –
-1,470
Closed -$11.6K –
PSCH icon
10105
Invesco S&P SmallCap Health Care ETF
PSCH
$180M
– –
-699
Closed -$28.8K –
PSP icon
10106
Invesco Global Listed Private Equity ETF
PSP
$217M
– –
-353
Closed -$20K –
PSTL icon
10107
Postal Realty Trust
PSTL
$663M
– –
-947
Closed -$21.1K –
PTCT icon
10108
PTC Therapeutics
PTCT
$5.06B
– –
-10,180
Closed -$735K –
RPC icon
10109
PUT
Ridgepost Capital
RPC
$957M
– –
-1,400
Closed -$10.2K –
QCRH icon
10110
QCR Holdings
QCRH
$1.69B
– –
-100
Closed -$8.54K –
QFIN icon
10111
Qfin Holdings
QFIN
$640M
– –
-17,495
Closed -$246K –
IRLA
10112
CALL
IRulya Therapeutics Inc. Common Stock
IRLA
$33.6M
– –
-1,631
Closed -$32.9K –
IRLA
10113
IRulya Therapeutics Inc. Common Stock
IRLA
$33.6M
– –
-770
Closed -$15.6K –
IRLA
10114
PUT
IRulya Therapeutics Inc. Common Stock
IRLA
$33.6M
– –
-20
Closed -$404 –
QQQJ icon
10115
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.17B
– –
-34
Closed -$1.23K –
QQQY icon
10116
Tidal Trust II Defiance Nasdaq 100 Weekly Distribution ETF
QQQY
$178M
– –
-422
Closed -$8.72K –
QRHC icon
10117
CALL
Quest Resource Holding
QRHC
$24.9M
– –
-500
Closed -$594 –
RARE icon
10118
Ultragenyx Pharmaceutical
RARE
$1.54B
– –
-4,729
Closed -$117K –
RBLX icon
10119
Roblox
RBLX
$37.8B
– –
-2,504
Closed -$125K –
RCEL icon
10120
Avita Medical
RCEL
$480M
– –
-4
Closed -$17 –
RDVY icon
10121
First Trust Rising Dividend Achievers ETF
RDVY
$25.2B
– –
-36
Closed -$2.46K –
RDY icon
10122
CALL
Dr. Reddy's Laboratories
RDY
$11B
– –
-400
Closed -$5.54K –
REFI icon
10123
PUT
Chicago Atlantic Real Estate Finance
REFI
$240M
– –
-300
Closed -$3.4K –
REFR icon
10124
Research Frontiers
REFR
$16.1M
– –
-332
Closed -$305 –
REI icon
10125
Ring Energy
REI
$373M
– –
-42,478
Closed -$59.2K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.