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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PROK icon
10101
ProKidney
PROK
$420M
-6,741
Closed -$12.3K
PRTH icon
10102
CALL
Priority Technology Holdings
PRTH
$458M
-700
Closed -$3.3K
PRTA icon
10103
Prothena Corp
PRTA
$504M
-1,303
Closed -$12.9K
PRTS icon
10104
CALL
CarParts.com
PRTS
$71.5M
-1,470
Closed -$11.6K
PSCH icon
10105
Invesco S&P SmallCap Health Care ETF
PSCH
$185M
-699
Closed -$28.8K
PSP icon
10106
Invesco Global Listed Private Equity ETF
PSP
$243M
-353
Closed -$20K
PSTL
10107
Postal Realty Trust
PSTL
$717M
-947
Closed -$21.1K
PTCT icon
10108
PTC Therapeutics
PTCT
$5.78B
-10,180
Closed -$735K
RPC
10109
PUT
Ridgepost Capital
RPC
$937M
-1,400
Closed -$10.2K
QCRH icon
10110
QCR Holdings
QCRH
$1.68B
-100
Closed -$8.54K
QFIN icon
10111
Qfin Holdings
QFIN
$1.1B
-17,495
Closed -$246K
QNCX icon
10112
CALL
Quince Therapeutics
QNCX
$31.9M
-1,631
Closed -$32.9K
QNCX icon
10113
Quince Therapeutics
QNCX
$31.9M
-770
Closed -$15.6K
QNCX icon
10114
PUT
Quince Therapeutics
QNCX
$31.9M
-20
Closed -$404
QQQJ icon
10115
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
-34
Closed -$1.23K
QQQY icon
10116
Tidal Trust II Defiance Nasdaq 100 Weekly Distribution ETF
QQQY
$186M
-422
Closed -$8.72K
QRHC icon
10117
CALL
Quest Resource Holding
QRHC
$29.1M
-500
Closed -$594
RARE icon
10118
Ultragenyx Pharmaceutical
RARE
$1.51B
-4,729
Closed -$117K
RBLX icon
10119
Roblox
RBLX
$30.9B
-2,504
Closed -$125K
RCEL icon
10120
Avita Medical
RCEL
$346M
-4
Closed -$17
RDVY icon
10121
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
-36
Closed -$2.46K
RDY icon
10122
CALL
Dr. Reddy's Laboratories
RDY
$9.97B
-400
Closed -$5.54K
REFI
10123
PUT
Chicago Atlantic Real Estate Finance
REFI
$281M
-300
Closed -$3.4K
REFR icon
10124
Research Frontiers
REFR
$14.5M
-332
Closed -$305
REI icon
10125
Ring Energy
REI
$391M
-42,478
Closed -$59.2K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.