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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
PAYS icon
10051
PUT
Paysign
PAYS
$859M
– –
-100
Closed -$590 –
PB icon
10052
CALL
Prosperity Bancshares
PB
$8.39B
– –
-500
Closed -$33.6K –
PB icon
10053
PUT
Prosperity Bancshares
PB
$8.39B
– –
-1,000
Closed -$67.2K –
PBA icon
10054
PUT
Pembina Pipeline
PBA
$28.7B
– –
-500
Closed -$22.4K –
PBD icon
10055
Invesco Global Clean Energy ETF
PBD
$103M
– –
-644
Closed -$11.5K –
PBH icon
10056
Prestige Consumer Healthcare
PBH
$2.34B
– –
-355
Closed -$18.2K –
PCB icon
10057
CALL
PCB Bancorp
PCB
$404M
– –
-100
Closed -$2.25K –
PCEF icon
10058
Invesco CEF Income Composite ETF
PCEF
$743M
– –
-61
Closed -$1.15K –
PCG icon
10059
PG&E
PCG
$39B
– –
-88,164
Closed -$1.48M –
PDFS icon
10060
PUT
PDF Solutions
PDFS
$1.67B
– –
-300
Closed -$9.8K –
PDM icon
10061
Piedmont Realty Trust
PDM
$1.21B
– –
-292
Closed -$2.41K –
PDLB icon
10062
CALL
Ponce Financial Group
PDLB
$495M
– –
-2,500
Closed -$41.8K –
PDSB icon
10063
PDS Biotechnology
PDSB
$84.1M
– –
-271
Closed -$288 –
PEBO icon
10064
Peoples Bancorp
PEBO
$1.37B
– –
-145
Closed -$5.05K –
PENN icon
10065
PENN Entertainment
PENN
$2.07B
– –
-38,124
Closed -$683K –
PEPG icon
10066
PUT
PepGen
PEPG
$187M
– –
-800
Closed -$1.42K –
PESI icon
10067
CALL
Perma-Fix Environmental Services
PESI
$261M
– –
-600
Closed -$6.41K –
PETS icon
10068
PUT
PetMed Express
PETS
$25.6M
– –
-500
Closed -$1.14K –
PFIX icon
10069
Simplify Interest Rate Hedge ETF
PFIX
$212M
– –
-289
Closed -$13.4K –
PFSI icon
10070
PennyMac Financial
PFSI
$3.29B
– –
-5,535
Closed -$481K –
PGC icon
10071
CALL
Peapack-Gladstone Financial
PGC
$801M
– –
-3,000
Closed -$106K –
PGX icon
10072
Invesco Preferred ETF
PGX
$3.56B
– –
-92
Closed -$1K –
PHM icon
10073
Pultegroup
PHM
$22.8B
– –
-4,096
Closed -$497K –
PHUN icon
10074
Phunware
PHUN
$40.1M
– –
-94,692
Closed -$192K –
IMVP icon
10075
Invesco India ETF
IMVP
$89.8M
– –
-47
Closed -$987 –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.