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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PAYS icon
10051
PUT
Paysign
PAYS
$759M
-100
Closed -$590
PB icon
10052
CALL
Prosperity Bancshares
PB
$8.75B
-500
Closed -$33.6K
PB icon
10053
PUT
Prosperity Bancshares
PB
$8.75B
-1,000
Closed -$67.2K
PBA icon
10054
PUT
Pembina Pipeline
PBA
$28.2B
-500
Closed -$22.4K
PBD icon
10055
Invesco Global Clean Energy ETF
PBD
$186M
-644
Closed -$11.5K
PBH icon
10056
Prestige Consumer Healthcare
PBH
$2.48B
-355
Closed -$18.2K
PCB icon
10057
CALL
PCB Bancorp
PCB
$395M
-100
Closed -$2.25K
PCEF icon
10058
Invesco CEF Income Composite ETF
PCEF
$811M
-61
Closed -$1.15K
PCG icon
10059
PG&E
PCG
$31.5B
-88,164
Closed -$1.48M
PDFS icon
10060
PUT
PDF Solutions
PDFS
$1.93B
-300
Closed -$9.81K
PDM
10061
Piedmont Realty Trust
PDM
$1.21B
-292
Closed -$2.41K
PDLB icon
10062
CALL
Ponce Financial Group
PDLB
$501M
-2,500
Closed -$41.8K
PDSB icon
10063
PDS Biotechnology
PDSB
$12.3M
-271
Closed -$288
PEBO icon
10064
Peoples Bancorp
PEBO
$1.44B
-145
Closed -$5.05K
PENN icon
10065
PENN Entertainment
PENN
$2.29B
-38,124
Closed -$683K
PEPG icon
10066
PUT
PepGen
PEPG
$215M
-800
Closed -$1.42K
PESI icon
10067
CALL
Perma-Fix Environmental Services
PESI
$397M
-600
Closed -$6.41K
PETS icon
10068
PUT
PetMed Express
PETS
$39.2M
-500
Closed -$1.14K
PFIX icon
10069
Simplify Interest Rate Hedge ETF
PFIX
$176M
-289
Closed -$13.4K
PFSI icon
10070
PennyMac Financial
PFSI
$3.81B
-5,535
Closed -$481K
PGC icon
10071
CALL
Peapack-Gladstone Financial
PGC
$822M
-3,000
Closed -$106K
PGX icon
10072
Invesco Preferred ETF
PGX
$3.71B
-92
Closed -$1K
PHM icon
10073
Pultegroup
PHM
$23.7B
-4,096
Closed -$497K
PHUN icon
10074
Phunware
PHUN
$42.6M
-94,692
Closed -$192K
IMVP
10075
Invesco India ETF
IMVP
$106M
-47
Closed -$987

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.