We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NWN icon
10001
CALL
Northwest Natural Holdings
NWN
$2.07B
-900
Closed -$47.9K
NX icon
10002
PUT
Quanex
NX
$1.05B
-500
Closed -$8.98K
NXPI icon
10003
NXP Semiconductors
NXPI
$57.5B
-633
Closed -$174K
NXRT
10004
PUT
NexPoint Residential Trust
NXRT
$608M
-100
Closed -$2.5K
NXT icon
10005
Nextpower Inc. Common Stock
NXT
$12.8B
-13,101
Closed -$1.62M
NYT icon
10006
New York Times
NYT
$10.9B
-18,884
Closed -$1.46M
O icon
10007
Realty Income
O
$58B
-37,812
Closed -$2.36M
OABI icon
10008
OmniAb
OABI
$630M
-283
Closed -$562
OCFC icon
10009
OceanFirst Financial
OCFC
$1.88B
-42
Closed -$783
OCS icon
10010
Oculis Holding
OCS
$676M
-222
Closed -$5.04K
OCS icon
10011
PUT
Oculis Holding
OCS
$676M
-500
Closed -$13.3K
OCSL icon
10012
Oaktree Specialty Lending
OCSL
$1.15B
-17,961
Closed -$217K
IMDX
10013
PUT
Insight Molecular Diagnostics
IMDX
$135M
-100
Closed -$328
OGG
10014
Osisko Gold Group
OGG
$890M
-21,337
Closed -$69.3K
OFG icon
10015
OFG Bancorp
OFG
$2.25B
-23
Closed -$1.04K
OFG icon
10016
PUT
OFG Bancorp
OFG
$2.25B
-200
Closed -$8.09K
OIH icon
10017
VanEck Oil Services ETF
OIH
$1.97B
-1,206
Closed -$487K
OIS icon
10018
PUT
Oil States International
OIS
$528M
-100
Closed -$1.16K
OLMA icon
10019
Olema Pharmaceuticals
OLMA
$941M
-11,127
Closed -$149K
OLP
10020
One Liberty Properties
OLP
$524M
-454
Closed -$10.6K
OLPX
10021
PUT
DELISTED
Olaplex Holdings
OLPX
-35,600
Closed -$72.3K
OM icon
10022
Outset Medical
OM
$67.5M
-7,017
Closed -$30.7K
OM icon
10023
PUT
Outset Medical
OM
$67.5M
-32,600
Closed -$125K
OMAB icon
10024
Grupo Aeroportuario Centro Norte
OMAB
$4.81B
-107
Closed -$12.3K
OMAB icon
10025
PUT
Grupo Aeroportuario Centro Norte
OMAB
$4.81B
-200
Closed -$22.9K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.