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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
NWN icon
10001
CALL
Northwest Natural Holdings
NWN
$2.1B
– –
-900
Closed -$47.9K –
NX icon
10002
PUT
Quanex
NX
$946M
– –
-500
Closed -$8.98K –
NXPI icon
10003
NXP Semiconductors
NXPI
$60B
– –
-633
Closed -$174K –
NXRT icon
10004
PUT
NexPoint Residential Trust
NXRT
$488M
– –
-100
Closed -$2.5K –
NXT icon
10005
Nextpower Inc. Common Stock
NXT
$11.8B
– –
-13,101
Closed -$1.62M –
NYT icon
10006
New York Times
NYT
$11.2B
– –
-18,884
Closed -$1.46M –
O icon
10007
Realty Income
O
$54B
– –
-37,812
Closed -$2.36M –
OABI icon
10008
OmniAb
OABI
$695M
– –
-283
Closed -$562 –
OCFC icon
10009
OceanFirst Financial
OCFC
$1.61B
– –
-42
Closed -$783 –
OCS icon
10010
Oculis Holding
OCS
$498M
– –
-222
Closed -$5.04K –
OCS icon
10011
PUT
Oculis Holding
OCS
$498M
– –
-500
Closed -$13.3K –
OCSL icon
10012
Oaktree Specialty Lending
OCSL
$1.01B
– –
-17,961
Closed -$217K –
IMDX icon
10013
PUT
Insight Molecular Diagnostics
IMDX
$92.9M
– –
-100
Closed -$328 –
OGG
10014
Osisko Gold Group
OGG
$755M
– –
-21,337
Closed -$69.3K –
OFG icon
10015
OFG Bancorp
OFG
$2.16B
– –
-23
Closed -$1.04K –
OFG icon
10016
PUT
OFG Bancorp
OFG
$2.16B
– –
-200
Closed -$8.09K –
OIH icon
10017
VanEck Oil Services ETF
OIH
$1.89B
– –
-1,206
Closed -$487K –
OIS icon
10018
PUT
Oil States International
OIS
$485M
– –
-100
Closed -$1.16K –
OLMA icon
10019
Olema Pharmaceuticals
OLMA
$614M
– –
-11,127
Closed -$149K –
OLP icon
10020
One Liberty Properties
OLP
$490M
– –
-454
Closed -$10.6K –
OLPX icon
10021
PUT
DELISTED
Olaplex Holdings
OLPX
– –
-35,600
Closed -$72.3K –
OM icon
10022
Outset Medical
OM
$78.4M
– –
-7,017
Closed -$30.7K –
OM icon
10023
PUT
Outset Medical
OM
$78.4M
– –
-32,600
Closed -$125K –
OMAB icon
10024
Grupo Aeroportuario Centro Norte
OMAB
$4.75B
– –
-107
Closed -$12.3K –
OMAB icon
10025
PUT
Grupo Aeroportuario Centro Norte
OMAB
$4.75B
– –
-200
Closed -$22.9K –

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.