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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
NOTE icon
9976
CALL
DELISTED
FiscalNote
NOTE
– –
-1,300
Closed -$331 –
NOTE icon
9977
DELISTED
FiscalNote
NOTE
– –
-5,587
Closed -$1.42K –
NOTE icon
9978
PUT
DELISTED
FiscalNote
NOTE
– –
-2,000
Closed -$510 –
NPO icon
9979
Enpro
NPO
$5.66B
– –
-48
Closed -$12K –
NRC icon
9980
NRC Health Common Stock
NRC
$473M
– –
-498
Closed -$9.24K –
NRC icon
9981
PUT
NRC Health Common Stock
NRC
$473M
– –
-4,500
Closed -$76.4K –
NREF icon
9982
NexPoint Real Estate Finance
NREF
$298M
– –
-2
Closed -$30 –
NRIX icon
9983
Nurix Therapeutics
NRIX
$2.79B
– –
-8,113
Closed -$138K –
NRP icon
9984
PUT
Natural Resource Partners
NRP
$1.52B
– –
-200
Closed -$24.2K –
NSA icon
9985
CALL
DELISTED
National Storage Affiliates Trust
NSA
– –
-600
Closed -$22.6K –
NSA icon
9986
PUT
DELISTED
National Storage Affiliates Trust
NSA
– –
-1,000
Closed -$37.7K –
NSC icon
9987
Norfolk Southern
NSC
$76B
– –
-266
Closed -$82K –
NSIT icon
9988
CALL
Insight Enterprises
NSIT
$5.03B
– –
-100
Closed -$6.7K –
NSIT icon
9989
PUT
Insight Enterprises
NSIT
$5.03B
– –
-900
Closed -$60.3K –
NSP icon
9990
Insperity
NSP
$2.04B
– –
-516
Closed -$16.9K –
NTB icon
9991
CALL
Bank of N.T. Butterfield & Son
NTB
$2.37B
– –
-100
Closed -$5.25K –
NTCT icon
9992
PUT
NETSCOUT
NTCT
$2.79B
– –
-11,500
Closed -$366K –
NTGR icon
9993
NETGEAR
NTGR
$606M
– –
-5,976
Closed -$149K –
NTNX icon
9994
Nutanix
NTNX
$18.8B
– –
-16,667
Closed -$753K –
NTRS icon
9995
Northern Trust
NTRS
$30.3B
– –
-450
Closed -$74.1K –
NTST icon
9996
NETSTREIT Corp
NTST
$1.73B
– –
-635
Closed -$12.9K –
NU icon
9997
Nu Holdings
NU
$71.2B
– –
-234,510
Closed -$3.16M –
NVCR icon
9998
NovoCure
NVCR
$1.76B
– –
-13,561
Closed -$205K –
NVO icon
9999
Novo Nordisk
NVO
$174B
– –
-392,803
Closed -$16.9M –
NWG icon
10000
PUT
NatWest
NWG
$67.3B
– –
-1,000
Closed -$14.9K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.