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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
PINE icon
10076
Alpine Income Property Trust
PINE
$290M
– –
-558
Closed -$10.8K –
PJT icon
10077
CALL
PJT Partners
PJT
$3.6B
– –
-200
Closed -$27.9K –
PKE icon
10078
CALL
Park Aerospace
PKE
$559M
– –
-700
Closed -$19.2K –
PKST
10079
DELISTED
Peakstone Realty Trust
PKST
– –
-213
Closed -$4.45K –
PKST
10080
PUT
DELISTED
Peakstone Realty Trust
PKST
– –
-400
Closed -$8.36K –
PL icon
10081
Planet Labs
PL
$4.88B
– –
-4,254
Closed -$157K –
PKX icon
10082
POSCO
PKX
$15.5B
– –
-608
Closed -$41.7K –
PLMR icon
10083
CALL
Palomar
PLMR
$3.73B
– –
-1,000
Closed -$120K –
PLOW icon
10084
Douglas Dynamics
PLOW
$918M
– –
-423
Closed -$19.5K –
PLUS icon
10085
CALL
ePlus
PLUS
$2.49B
– –
-400
Closed -$30.1K –
PLUS icon
10086
ePlus
PLUS
$2.49B
– –
-16
Closed -$1.2K –
PLXS icon
10087
PUT
Plexus
PLXS
$5.78B
– –
-100
Closed -$20.3K –
PMCB icon
10088
PharmaCyte Biotech
PMCB
$3.81M
– –
-19,940
Closed -$15K –
PMVP icon
10089
PMV Pharmaceuticals
PMVP
$67.9M
– –
-8,181
Closed -$10.5K –
PNC icon
10090
PNC Financial Services
PNC
$89.5B
– –
-1,663
Closed -$372K –
PNFP icon
10091
PUT
Pinnacle Financial Partners Inc
PNFP
$15.2B
– –
-400
Closed -$34.5K –
PNW icon
10092
Pinnacle West Capital
PNW
$12.8B
– –
-1,996
Closed -$204K –
PPBT icon
10093
Purple Biotech
PPBT
$1.76M
– –
-597
Closed -$2.01K –
PPBT icon
10094
PUT
Purple Biotech
PPBT
$1.76M
– –
-200
Closed -$808 –
PPG icon
10095
PPG Industries
PPG
$24.6B
– –
-13,615
Closed -$1.52M –
PRA icon
10096
CALL
DELISTED
ProAssurance
PRA
– –
-1,600
Closed -$39.6K –
PRA icon
10097
PUT
DELISTED
ProAssurance
PRA
– –
-4,300
Closed -$106K –
PRAX icon
10098
Praxis Precision Medicines
PRAX
$7.06B
– –
-1,660
Closed -$525K –
PRI icon
10099
PUT
Primerica
PRI
$8.45B
– –
-100
Closed -$25K –
PROF icon
10100
Profound Medical
PROF
$203M
– –
-36,718
Closed -$247K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.