We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B Turnover 30.09%
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487
Avg Time Held Equity + Options
2.9 years
Top 10 Avg Time Held Equity + Options
3.8 years
Top 20 Avg Time Held Equity + Options
4.1 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.3 years
Top 20 Avg Time Held Equity only
0.3 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
LNAI icon
10126
Lunai Bioworks
LNAI
$1.34M
– –
-138
Closed -$451 –
LNAI icon
10127
PUT
Lunai Bioworks
LNAI
$1.34M
– –
-38
Closed -$122 –
REPL icon
10128
Replimune Group
REPL
$1.08B
– –
-104,875
Closed -$642K –
REPX icon
10129
CALL
Riley Exploration Permian
REPX
$1.2B
– –
-6,800
Closed -$248K –
REYN icon
10130
Reynolds Consumer Products
REYN
$4.85B
– –
-2,617
Closed -$58.3K –
REYN icon
10131
PUT
Reynolds Consumer Products
REYN
$4.85B
– –
-100
Closed -$2.12K –
RGEN icon
10132
CALL
Repligen
RGEN
$11.2B
– –
-900
Closed -$106K –
RHI icon
10133
Robert Half
RHI
$4.7B
– –
-6,504
Closed -$182K –
RICK icon
10134
RCI Hospitality Holdings
RICK
$208M
– –
-126
Closed -$3.19K –
RIOT icon
10135
Riot Platforms
RIOT
$4.7B
– –
-48,934
Closed -$1.1M –
RKT icon
10136
Rocket Companies
RKT
$33.2B
– –
-82,169
Closed -$1.18M –
RLX icon
10137
RLX Technology
RLX
$1.97B
– –
-47,470
Closed -$98.6K –
RLX icon
10138
PUT
RLX Technology
RLX
$1.97B
– –
-9,300
Closed -$20.5K –
RLY icon
10139
State Street Multi-Asset Real Return ETF
RLY
$1.47B
– –
-2
Closed -$73 –
RMAX icon
10140
PUT
DELISTED
RE/MAX Holdings
RMAX
– –
-100
Closed -$576 –
RMNI icon
10141
CALL
Rimini Street
RMNI
$374M
– –
-4,000
Closed -$13.1K –
RMNI icon
10142
Rimini Street
RMNI
$374M
– –
-802
Closed -$2.63K –
RMNI icon
10143
PUT
Rimini Street
RMNI
$374M
– –
-1,400
Closed -$4.59K –
RNST icon
10144
CALL
Renasant Corp
RNST
$3.8B
– –
-36,600
Closed -$1.32M –
ROG icon
10145
CALL
Rogers Corp
ROG
$2.23B
– –
-2,100
Closed -$225K –
ROIV icon
10146
Roivant Sciences
ROIV
$26.4B
– –
-88,035
Closed -$2.6M –
ROK icon
10147
Rockwell Automation
ROK
$47.3B
– –
-8,320
Closed -$3.62M –
ROM icon
10148
ProShares Ultra Technology
ROM
$1.2B
– –
-194
Closed -$15.2K –
RPAY icon
10149
Repay Holdings
RPAY
$361M
– –
-80
Closed -$278 –
RPG icon
10150
Invesco S&P 500 Pure Growth ETF
RPG
$1.72B
– –
-36
Closed -$1.68K –

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.