We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PBYI icon
7926
PUT
Puma Biotechnology
PBYI
$493M
$7.3K ﹤0.01%
900
+700
+350% +$5.13K
GUNR icon
7927
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
$7.36B
$7.29K ﹤0.01%
148
-222
-60% -$11.9K
PSQH icon
7928
CALL
PSQ Holdings
PSQH
$20.5M
$7.29K ﹤0.01%
1,207
-366
-23% -$3.24K
FNGS icon
7929
PUT
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$606M
$7.26K ﹤0.01%
+100
New +$7.17K
SPBO icon
7930
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.16B
$7.23K ﹤0.01%
+249
New +$7.22K
SSP icon
7931
E.W. Scripps
SSP
$306M
$7.21K ﹤0.01%
2,604
-4,326
-62% -$16.4K
QBTZ
7932
Defiance Daily Target 2x Short QBTS ETF
QBTZ
$7.92M
$7.21K ﹤0.01%
+1,882
New +$28.6K
SUIG
7933
Sui Group Holdings
SUIG
$75.3M
$7.2K ﹤0.01%
6,208
-3,992
-39% -$5.75K
EPAC icon
7934
CALL
Enerpac Tool Group
EPAC
$1.91B
$7.17K ﹤0.01%
+200
New +$7.01K
TIPT icon
7935
CALL
Tiptree Inc
TIPT
$689M
$7.17K ﹤0.01%
400
-11,200
-97% -$194K
CLPR
7936
Clipper Realty
CLPR
$51.9M
$7.16K ﹤0.01%
+2,632
New +$8.3K
BWMX icon
7937
Betterware México
BWMX
$586M
$7.14K ﹤0.01%
397
+312
+367% +$5.46K
HTT
7938
High Templar Tech Ltd
HTT
$405M
$7.13K ﹤0.01%
2,785
-11,762
-81% -$30.6K
IMDX
7939
CALL
Insight Molecular Diagnostics
IMDX
$135M
$7.08K ﹤0.01%
1,200
SDRL icon
7940
Seadrill
SDRL
$3.07B
$7.07K ﹤0.01%
187
+126
+207% +$5.87K
WRB icon
7941
PUT
W.R. Berkley
WRB
$25.7B
$7.05K ﹤0.01%
100
CNTY icon
7942
CALL
Century Casinos
CNTY
$34M
$7.04K ﹤0.01%
+5,500
New +$7.72K
STKE
7943
CALL
Sol Strategies Inc
STKE
$49M
$7.02K ﹤0.01%
6,000
-18,100
-75% -$24.5K
KMT icon
7944
CALL
Kennametal
KMT
$2.36B
$7.01K ﹤0.01%
200
WYY icon
7945
CALL
WidePoint Corp
WYY
$109M
$7K ﹤0.01%
+400
New +$3.74K
NIQ
7946
NIQ Global Intelligence PLC
NIQ
$5.42B
$6.99K ﹤0.01%
748
-18
-2% -$174
TOON icon
7947
Kartoon Studios
TOON
$41.1M
$6.99K ﹤0.01%
+9,848
New +$7.05K
CLB icon
7948
CALL
Core Laboratories
CLB
$575M
$6.99K ﹤0.01%
600
-1,900
-76% -$27.1K
OXM icon
7949
CALL
Oxford Industries
OXM
$462M
$6.97K ﹤0.01%
200
DRVN icon
7950
PUT
Driven Brands
DRVN
$2.24B
$6.97K ﹤0.01%
500
-6,200
-93% -$81.6K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.