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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CRCA
7876
ProShares Ultra CRCL
CRCA
$165M
$7.8K ﹤0.01%
609
-4,256
-87% -$164K
NI icon
7877
NiSource
NI
$19.8B
$7.8K ﹤0.01%
164
-12,863
-99% -$609K
QDVO
7878
Amplify CWP Growth & Income ETF
QDVO
$754M
$7.79K ﹤0.01%
261
+104
+66% +$3.07K
GPRO icon
7879
PUT
GoPro
GPRO
$351M
$7.78K ﹤0.01%
10,000
-100
-1% -$106
PSIX
7880
PUT
Power Solutions International
PSIX
$934M
$7.78K ﹤0.01%
200
-3,200
-94% -$176K
ALTG icon
7881
PUT
Alta Equipment Group
ALTG
$199M
$7.76K ﹤0.01%
1,200
+1,000
+500% +$6.71K
POW
7882
VistaShares Electrification Supercycle ETF
POW
$59.2M
$7.75K ﹤0.01%
+250
New +$7.47K
IRS
7883
PUT
IRSA Inversiones y Representaciones
IRS
$1.28B
$7.72K ﹤0.01%
500
SOLV icon
7884
PUT
Solventum
SOLV
$15.6B
$7.71K ﹤0.01%
100
-1,700
-94% -$124K
ULE icon
7885
ProShares Ultra Euro
ULE
$4.46M
$7.69K ﹤0.01%
+622
New +$7.98K
SENS icon
7886
Senseonics Holdings Inc
SENS
$509M
$7.67K ﹤0.01%
+1,350
New +$8.65K
QVAL icon
7887
PUT
Alpha Architect US Quantitative Value ETF
QVAL
$634M
$7.66K ﹤0.01%
200
-200
-50% -$10.9K
HVT icon
7888
PUT
Haverty Furniture Companies
HVT
$445M
$7.66K ﹤0.01%
+300
New +$6.8K
SMHI icon
7889
CALL
SEACOR Marine Holdings
SMHI
$265M
$7.65K ﹤0.01%
1,000
+500
+100% +$3.71K
TNL icon
7890
PUT
Travel + Leisure Co
TNL
$4.06B
$7.64K ﹤0.01%
100
CPF icon
7891
CALL
Central Pacific Financial
CPF
$983M
$7.64K ﹤0.01%
200
-2,900
-94% -$101K
APYX icon
7892
CALL
Apyx Medical
APYX
$128M
$7.63K ﹤0.01%
1,700
-500
-23% -$1.98K
NHI icon
7893
PUT
National Health Investors
NHI
$3.48B
$7.63K ﹤0.01%
100
GENC icon
7894
Gencor Industries
GENC
$270M
$7.62K ﹤0.01%
511
+55
+12% +$815
TLPH icon
7895
CALL
Talphera
TLPH
$62.3M
$7.62K ﹤0.01%
7,400
+5,100
+222% +$4.35K
GDOG
7896
PUT
Grayscale Dogecoin Trust ETF
GDOG
$6.61M
$7.62K ﹤0.01%
+900
New +$10.1K
ZBIO
7897
PUT
Zenas BioPharma
ZBIO
$2.14B
$7.61K ﹤0.01%
300
-1,100
-79% -$21.9K
ATHM icon
7898
PUT
Autohome
ATHM
$2.54B
$7.61K ﹤0.01%
400
EE icon
7899
CALL
Excelerate Energy
EE
$1.26B
$7.6K ﹤0.01%
+200
New +$6.89K
AEG icon
7900
CALL
Aegon
AEG
$13.6B
$7.6K ﹤0.01%
900
-9,500
-91% -$78.3K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.