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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FNLC icon
7951
PUT
First Bancorp
FNLC
$396M
$6.96K ﹤0.01%
200
-5,400
-96% -$160K
QRFT
7952
DELISTED
Qraft AI-Enhanced US Large Cap ETF
QRFT
$6.96K ﹤0.01%
+100
New +$6.7K
TPVG icon
7953
TriplePoint Venture Growth BDC
TPVG
$213M
$6.95K ﹤0.01%
1,416
+1,052
+289% +$5.63K
BITY
7954
Amplify Bitcoin 2% Monthly Option Income ETF
BITY
$13.6M
$6.92K ﹤0.01%
289
-275
-49% -$8.44K
IEV icon
7955
iShares Europe ETF
IEV
$1.68B
$6.92K ﹤0.01%
95
-995
-91% -$71.6K
CHPX
7956
Global X AI Semiconductor & Quantum ETF
CHPX
$221M
$6.91K ﹤0.01%
+65
New +$5.71K
APAM icon
7957
PUT
Artisan Partners
APAM
$2.95B
$6.91K ﹤0.01%
200
-800
-80% -$29.4K
MVO
7958
PUT
DELISTED
MV Oil Trust
MVO
$6.9K ﹤0.01%
3,900
+2,800
+255% +$5.84K
FIW icon
7959
First Trust Water ETF
FIW
$1.82B
$6.9K ﹤0.01%
63
-32
-34% -$3.37K
FXC icon
7960
PUT
Invesco CurrencyShares Canadian Dollar Trust
FXC
$70.7M
$6.89K ﹤0.01%
100
-1,800
-95% -$127K
STN icon
7961
CALL
Stantec
STN
$8.26B
$6.89K ﹤0.01%
100
-500
-83% -$40.3K
CMCI icon
7962
PUT
VanEck CMCI Commodity Strategy ETF
CMCI
$3.14M
$6.88K ﹤0.01%
+100
New +$2.88K
HBCP icon
7963
PUT
Home Bancorp
HBCP
$554M
$6.85K ﹤0.01%
+100
New +$6.46K
FOSL icon
7964
Fossil Group
FOSL
$305M
$6.83K ﹤0.01%
+1,650
New +$7.4K
CARE icon
7965
CALL
Carter Bankshares
CARE
$741M
$6.8K ﹤0.01%
+200
New +$5.41K
TTI icon
7966
CALL
TETRA Technologies
TTI
$1.02B
$6.8K ﹤0.01%
600
-11,200
-95% -$110K
HYFT
7967
CALL
MindWalk Holdings
HYFT
$62M
$6.79K ﹤0.01%
4,300
+2,400
+126% +$3.37K
CLSX
7968
Tradr 2X Long CLSK Daily ETF
CLSX
$20M
$6.79K ﹤0.01%
331
-693
-68% -$15K
EZBC icon
7969
Franklin Bitcoin ETF
EZBC
$473M
$6.78K ﹤0.01%
+200
New +$8.3K
USIO icon
7970
Usio Inc
USIO
$78.4M
$6.78K ﹤0.01%
2,734
+1,841
+206% +$2.72K
FSTA icon
7971
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$6.78K ﹤0.01%
129
+48
+59% +$2.55K
YRD
7972
CALL
Yiren Digital
YRD
$89.2M
$6.77K ﹤0.01%
+8,100
New +$13.4K
AMSF icon
7973
CALL
AMERISAFE
AMSF
$482M
$6.77K ﹤0.01%
+200
New +$6.33K
NOWL
7974
GraniteShares 2x Long NOW Daily ETF
NOWL
$204M
$6.75K ﹤0.01%
+1,544
New +$7.45K
GAU
7975
PUT
Galiano Gold
GAU
$594M
$6.73K ﹤0.01%
3,600
-3,100
-46% -$7.18K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.