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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CMRE icon
7626
Costamare
CMRE
$1.88B
$10.9K ﹤0.01%
774
+113
+17% +$1.85K
TPVG icon
7627
PUT
TriplePoint Venture Growth BDC
TPVG
$213M
$10.8K ﹤0.01%
2,200
+1,700
+340% +$9.11K
IA
7628
PUT
Innovative Solutions & Support
IA
$331M
$10.8K ﹤0.01%
600
+400
+200% +$7.74K
PLOW icon
7629
CALL
Douglas Dynamics
PLOW
$976M
$10.8K ﹤0.01%
200
DIVO icon
7630
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.96B
$10.8K ﹤0.01%
236
-3,091
-93% -$141K
NRC icon
7631
CALL
NRC Health Common Stock
NRC
$476M
$10.8K ﹤0.01%
500
-1,200
-71% -$22.3K
IART icon
7632
CALL
Integra LifeSciences
IART
$1.3B
$10.8K ﹤0.01%
+600
New +$8.39K
SPEM icon
7633
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$18B
$10.8K ﹤0.01%
208
+181
+670% +$9.26K
FPA icon
7634
CALL
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$115M
$10.8K ﹤0.01%
+200
New +$10.3K
NMFC icon
7635
PUT
New Mountain Finance
NMFC
$707M
$10.8K ﹤0.01%
+1,500
New +$11.9K
WOR icon
7636
CALL
Worthington Enterprises
WOR
$3.06B
$10.8K ﹤0.01%
200
-300
-60% -$16.7K
REYN icon
7637
CALL
Reynolds Consumer Products
REYN
$4.61B
$10.7K ﹤0.01%
400
+300
+300% +$6.68K
BYRN icon
7638
PUT
Byrna Technologies
BYRN
$86.1M
$10.7K ﹤0.01%
1,600
-2,600
-62% -$16K
USAU icon
7639
CALL
US Gold Corp
USAU
$267M
$10.7K ﹤0.01%
700
-200
-22% -$3.16K
EFOR
7640
PUT
Everforth Inc
EFOR
$1.33B
$10.7K ﹤0.01%
600
+200
+50% +$4.88K
BRSL
7641
CALL
Brightstar Lottery PLC
BRSL
$2.06B
$10.7K ﹤0.01%
1,000
-5,500
-85% -$65.3K
COGT icon
7642
Cogent Biosciences
COGT
$6.03B
$10.7K ﹤0.01%
277
-2,876
-91% -$101K
LFST icon
7643
PUT
Lifestance Health
LFST
$4.86B
$10.7K ﹤0.01%
1,000
-4,000
-80% -$30.9K
PRM icon
7644
PUT
Perimeter Solutions
PRM
$5.2B
$10.7K ﹤0.01%
300
USNA icon
7645
CALL
Usana Health Sciences
USNA
$276M
$10.7K ﹤0.01%
500
-200
-29% -$3.76K
CIM
7646
PUT
Chimera Investment
CIM
$974M
$10.7K ﹤0.01%
800
+100
+14% +$1.34K
MMYT icon
7647
PUT
MakeMyTrip
MMYT
$5.23B
$10.7K ﹤0.01%
200
-47,400
-100% -$2.16M
DYAI icon
7648
Dyadic International
DYAI
$20.8M
$10.6K ﹤0.01%
11,864
-214
-2% -$168
TAIL icon
7649
CALL
Cambria Tail Risk ETF
TAIL
$144M
$10.6K ﹤0.01%
1,000
+700
+233% +$7.65K
EGHT icon
7650
CALL
8x8 Inc
EGHT
$273M
$10.6K ﹤0.01%
6,200
-7,400
-54% -$14.9K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.