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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SLRC icon
7601
PUT
SLR Investment Corp
SLRC
$686M
$11.1K ﹤0.01%
+900
New +$12.5K
MIST icon
7602
PUT
Milestone Pharmaceuticals
MIST
$149M
$11.1K ﹤0.01%
8,300
-71,400
-90% -$114K
TROO icon
7603
PUT
TROOPS Inc
TROO
$274M
$11.1K ﹤0.01%
+4,500
New +$14.2K
OBIO icon
7604
Orchestra BioMed
OBIO
$305M
$11.1K ﹤0.01%
2,564
+183
+8% +$748
REKR icon
7605
CALL
Rekor Systems
REKR
$73.8M
$11.1K ﹤0.01%
15,900
-64,400
-80% -$50.5K
EVEX icon
7606
PUT
Eve Holding
EVEX
$774M
$11K ﹤0.01%
+4,400
New +$12.7K
SAIC icon
7607
PUT
Saic
SAIC
$5.31B
$11K ﹤0.01%
100
-900
-90% -$91K
SMWB icon
7608
PUT
Similarweb
SMWB
$780M
$11K ﹤0.01%
1,800
+1,400
+350% +$5.09K
CWB icon
7609
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$11K ﹤0.01%
+102
New +$10.6K
ASMB icon
7610
CALL
Assembly Biosciences
ASMB
$745M
$11K ﹤0.01%
400
+200
+100% +$5.44K
MBC icon
7611
MasterBrand
MBC
$1.73B
$11K ﹤0.01%
1,067
+909
+575% +$7.76K
BIPC icon
7612
Brookfield Infrastructure
BIPC
$4.6B
$11K ﹤0.01%
+285
New +$11.5K
WASH icon
7613
PUT
Washington Trust Bancorp
WASH
$768M
$10.9K ﹤0.01%
300
+100
+50% +$3.34K
DSGR icon
7614
PUT
Distribution Solutions Group
DSGR
$1.6B
$10.9K ﹤0.01%
400
-76,800
-99% -$2.1M
WD icon
7615
CALL
Walker & Dunlop
WD
$1.46B
$10.9K ﹤0.01%
200
CHPS icon
7616
Xtrackers Semiconductor Select Equity ETF
CHPS
$110M
$10.9K ﹤0.01%
+105
New +$8.56K
VIV icon
7617
Telefônica Brasil
VIV
$18.6B
$10.9K ﹤0.01%
+830
New +$12.1K
QMFE
7618
PUT
FT Vest Nasdaq-100 Moderate Buffer ETF - February
QMFE
$49.5M
$10.9K ﹤0.01%
500
+200
+67% +$4.76K
FXF icon
7619
PUT
Invesco CurrencyShares Swiss Franc Trust
FXF
$386M
$10.9K ﹤0.01%
100
-600
-86% -$67K
PTLC icon
7620
PUT
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$10.9K ﹤0.01%
300
+200
+200% +$11.3K
AMZY icon
7621
YieldMax AMZN Option Income Strategy ETF
AMZY
$234M
$10.9K ﹤0.01%
+1,021
New +$12.1K
WCBR
7622
WisdomTree Cybersecurity Fund
WCBR
$129M
$10.9K ﹤0.01%
301
+299
+14,950% +$8.88K
OPTT icon
7623
PUT
Ocean Power Technologies
OPTT
$50.6M
$10.9K ﹤0.01%
41,600
-4,600
-10% -$1.56K
EBS icon
7624
PUT
Emergent Biosolutions
EBS
$318M
$10.9K ﹤0.01%
1,300
+1,100
+550% +$9.2K
ALDX icon
7625
CALL
Aldeyra Therapeutics
ALDX
$89.3M
$10.9K ﹤0.01%
5,100
-35,500
-87% -$61K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.