We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TARS icon
7501
CALL
Tarsus Pharmaceuticals
TARS
$3.98B
$12.6K ﹤0.01%
200
+100
+100% +$6.39K
AMLX icon
7502
PUT
Amylyx Pharmaceuticals
AMLX
$3.8B
$12.6K ﹤0.01%
700
-11,200
-94% -$173K
NNBR icon
7503
PUT
NN Inc
NNBR
$302M
$12.6K ﹤0.01%
+3,500
New +$8.71K
ATR icon
7504
PUT
AptarGroup
ATR
$8.1B
$12.5K ﹤0.01%
100
-400
-80% -$48.5K
PBT
7505
PUT
Permian Basin Royalty Trust
PBT
$1.59B
$12.5K ﹤0.01%
500
OLMA icon
7506
PUT
Olema Pharmaceuticals
OLMA
$941M
$12.5K ﹤0.01%
1,000
-30,200
-97% -$405K
TBBB icon
7507
CALL
BBB Foods
TBBB
$6B
$12.5K ﹤0.01%
300
-4,700
-94% -$179K
IWMY icon
7508
Defiance R2000 Weekly Distribution ETF
IWMY
$95.4M
$12.5K ﹤0.01%
+628
New +$12.2K
CION icon
7509
PUT
CION Investment
CION
$361M
$12.5K ﹤0.01%
2,000
-100
-5% -$699
UPB
7510
CALL
Upstream Bio Inc
UPB
$329M
$12.5K ﹤0.01%
1,800
-26,100
-94% -$219K
TBCH
7511
PUT
Turtle Beach Corp
TBCH
$224M
$12.4K ﹤0.01%
1,000
VNT icon
7512
Vontier
VNT
$4.5B
$12.4K ﹤0.01%
429
-340
-44% -$10.9K
BRCB
7513
PUT
Black Rock Coffee Bar Inc
BRCB
$213M
$12.4K ﹤0.01%
+1,500
New +$14.9K
NWS icon
7514
PUT
News Corp Class B
NWS
$18.2B
$12.4K ﹤0.01%
+500
New +$14.9K
UVE icon
7515
CALL
Universal Insurance Holdings
UVE
$1.23B
$12.4K ﹤0.01%
300
-1,900
-86% -$71.6K
GNK icon
7516
PUT
Genco Shipping & Trading
GNK
$1.21B
$12.4K ﹤0.01%
+500
New +$12.1K
RM icon
7517
CALL
Regional Management Corp
RM
$311M
$12.4K ﹤0.01%
300
LKFN icon
7518
PUT
Lakeland Financial Corp
LKFN
$1.51B
$12.3K ﹤0.01%
200
LVO icon
7519
LiveOne
LVO
$47.9M
$12.3K ﹤0.01%
+1,927
New +$10.9K
CRESY
7520
CALL
Cresud
CRESY
$856M
$12.3K ﹤0.01%
1,100
-10,100
-90% -$116K
SXT icon
7521
PUT
Sensient Technologies
SXT
$5.74B
$12.3K ﹤0.01%
+100
New +$11.1K
ITM icon
7522
VanEck Intermediate Muni ETF
ITM
$2.09B
$12.3K ﹤0.01%
262
+153
+140% +$7.16K
DAO
7523
CALL
Youdao
DAO
$1.78B
$12.3K ﹤0.01%
+1,000
New +$11.3K
DAO
7524
PUT
Youdao
DAO
$1.78B
$12.3K ﹤0.01%
+1,000
New +$11.3K
ACT icon
7525
Enact Holdings
ACT
$6.77B
$12.3K ﹤0.01%
269
+147
+120% +$6.29K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.