We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
DDM icon
7451
ProShares Ultra Dow30
DDM
$579M
$13.3K ﹤0.01%
+203
New +$12.2K
WSR
7452
CALL
DELISTED
Whitestone REIT
WSR
$13.3K ﹤0.01%
700
-500
-42% -$9.39K
HIG icon
7453
PUT
Hartford Financial Services
HIG
$37.5B
$13.3K ﹤0.01%
+100
New +$13.4K
VIR icon
7454
PUT
Vir Biotechnology
VIR
$1.93B
$13.2K ﹤0.01%
1,300
-27,700
-96% -$264K
OARK icon
7455
YieldMax Innovation Option Income Strategy ETF
OARK
$47.9M
$13.2K ﹤0.01%
422
+174
+70% +$5.53K
NVA
7456
PUT
Nova Minerals Corp
NVA
$234M
$13.2K ﹤0.01%
2,800
+1,300
+87% +$7.88K
CHRS icon
7457
PUT
Coherus Oncology
CHRS
$219M
$13.2K ﹤0.01%
9,400
IXHL icon
7458
PUT
Incannex Healthcare
IXHL
$38.8M
$13.2K ﹤0.01%
+3,500
New +$12.8K
DMRC icon
7459
PUT
Digimarc Corp
DMRC
$119M
$13.2K ﹤0.01%
+1,600
New +$15K
FMNB icon
7460
CALL
Farmers National Banc Corp
FMNB
$952M
$13.1K ﹤0.01%
900
-1,000
-53% -$14.1K
FATE icon
7461
Fate Therapeutics
FATE
$297M
$13.1K ﹤0.01%
4,866
-11,570
-70% -$21.4K
BGSF icon
7462
CALL
BGSF Inc
BGSF
$58.1M
$13.1K ﹤0.01%
2,300
+1,800
+360% +$10K
CTNM
7463
CALL
Contineum Therapeutics
CTNM
$628M
$13.1K ﹤0.01%
+800
New +$10.5K
HRMY icon
7464
Harmony Biosciences
HRMY
$2.46B
$13.1K ﹤0.01%
+360
New +$11.4K
PGF icon
7465
Invesco Financial Preferred ETF
PGF
$653M
$13.1K ﹤0.01%
954
+76
+9% +$1.06K
VV icon
7466
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$13.1K ﹤0.01%
+38
New +$12.7K
LSTR icon
7467
Landstar System
LSTR
$6.04B
$13K ﹤0.01%
63
-306
-83% -$58.5K
FLGT icon
7468
Fulgent Genetics
FLGT
$543M
$13K ﹤0.01%
+633
New +$10.7K
AMBQ
7469
Ambiq Micro
AMBQ
$1.39B
$13K ﹤0.01%
147
+114
+345% +$6.76K
HFWA icon
7470
Heritage Financial
HFWA
$1.2B
$13K ﹤0.01%
+438
New +$12.1K
ISOU
7471
IsoEnergy Ltd
ISOU
$731M
$13K ﹤0.01%
+1,301
New +$14.6K
AAPB icon
7472
GraniteShares 2x Long AAPL Daily ETF
AAPB
$16.5M
$13K ﹤0.01%
381
+353
+1,261% +$12K
SLDP icon
7473
PUT
Solid Power
SLDP
$574M
$12.9K ﹤0.01%
5,000
+1,000
+25% +$3.09K
TSHA icon
7474
PUT
Taysha Gene Therapies
TSHA
$1.82B
$12.9K ﹤0.01%
1,900
-3,100
-62% -$18.3K
TTAM
7475
Titan America SA
TTAM
$2.85B
$12.9K ﹤0.01%
692
+357
+107% +$5.87K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.