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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
JKHY icon
7426
CALL
Jack Henry & Associates
JKHY
$11.6B
$13.8K ﹤0.01%
100
-100
-50% -$14.2K
BETR icon
7427
PUT
Better Home & Finance Holding
BETR
$275M
$13.8K ﹤0.01%
500
-3,100
-86% -$100K
GTE icon
7428
CALL
Gran Tierra Energy
GTE
$357M
$13.8K ﹤0.01%
2,200
-11,400
-84% -$93.2K
RWT
7429
CALL
Redwood Trust
RWT
$567M
$13.7K ﹤0.01%
2,900
+400
+16% +$2.17K
ORGO icon
7430
Organogenesis Holdings
ORGO
$220M
$13.7K ﹤0.01%
5,625
+1,130
+25% +$2.76K
RICK icon
7431
CALL
RCI Hospitality Holdings
RICK
$224M
$13.7K ﹤0.01%
500
-12,500
-96% -$317K
AVIR icon
7432
Atea Pharmaceuticals
AVIR
$468M
$13.6K ﹤0.01%
2,933
-3,311
-53% -$16.5K
SYPR icon
7433
PUT
Sypris Solutions
SYPR
$43.1M
$13.6K ﹤0.01%
+5,600
New +$17.4K
GRO
7434
Brazil Potash Corp
GRO
$154M
$13.6K ﹤0.01%
+6,325
New +$17.1K
BTCL
7435
CALL
T-Rex 2X Long Bitcoin Daily Target ETF
BTCL
$37.3M
$13.6K ﹤0.01%
2,100
-2,500
-54% -$41.9K
CMPX icon
7436
PUT
Compass Therapeutics
CMPX
$429M
$13.6K ﹤0.01%
6,200
-4,100
-40% -$12.1K
OABI icon
7437
CALL
OmniAb
OABI
$630M
$13.5K ﹤0.01%
+5,500
New +$10.9K
PLG
7438
Platinum Group Metals
PLG
$193M
$13.5K ﹤0.01%
10,012
-46,913
-82% -$78.5K
BULG
7439
Leverage Shares 2X Long BULL Daily ETF
BULG
$8.76M
$13.5K ﹤0.01%
416
+410
+6,833% +$14.4K
OWLT icon
7440
Owlet
OWLT
$146M
$13.5K ﹤0.01%
2,347
+1,867
+389% +$9.86K
SSK
7441
REX-Osprey SOL + Staking ETF
SSK
$91M
$13.5K ﹤0.01%
1,355
-2,625
-66% -$28.7K
AVPT icon
7442
PUT
AvePoint
AVPT
$2.84B
$13.5K ﹤0.01%
1,200
+100
+9% +$1.03K
AEYE icon
7443
AudioEye
AEYE
$95.7M
$13.4K ﹤0.01%
+2,312
New +$16.1K
GASS icon
7444
CALL
StealthGas
GASS
$350M
$13.4K ﹤0.01%
+1,700
New +$16K
YSS
7445
York Space Systems
YSS
$1.23B
$13.4K ﹤0.01%
+545
New +$16.9K
LEA icon
7446
CALL
Lear
LEA
$6.64B
$13.4K ﹤0.01%
100
-900
-90% -$121K
BCD icon
7447
PUT
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$441M
$13.4K ﹤0.01%
+600
New +$21.9K
IMMX icon
7448
CALL
Immix Biopharma
IMMX
$990M
$13.4K ﹤0.01%
+1,300
New +$12.1K
SPCM
7449
Tradr 2X Long SpaceX Daily ETF
SPCM
$19.6M
$13.4K ﹤0.01%
+517
New +$13.9K
OKLL
7450
Defiance Daily Target 2x Long OKLO ETF
OKLL
$136M
$13.3K ﹤0.01%
+2,714
New +$22.4K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.