RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$334M
Cap. Flow
+$311M
Cap. Flow %
24.25%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMX
201
DELISTED
PIMCO Municipal Income Fund III
PMX
$283K 0.02%
28,291
-600
-2% -$6K
PCEF icon
202
Invesco CEF Income Composite ETF
PCEF
$840M
$268K 0.02%
+11,000
New +$268K
NEM icon
203
Newmont
NEM
$83.7B
$262K 0.02%
11,400
+4,000
+54% +$91.9K
CSP
204
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$260K 0.02%
+39,626
New +$260K
MU icon
205
Micron Technology
MU
$147B
$256K 0.02%
+12,000
New +$256K
MYI icon
206
BlackRock MuniYield Quality Fund III
MYI
$711M
$239K 0.02%
+18,900
New +$239K
BCIC
207
BCP Investment Corporation Common Stock
BCIC
$160M
$236K 0.02%
2,922
-1,580
-35% -$128K
XLE icon
208
Energy Select Sector SPDR Fund
XLE
$26.7B
$230K 0.02%
+2,600
New +$230K
XLK icon
209
Technology Select Sector SPDR Fund
XLK
$84.1B
$230K 0.02%
6,479
-57,171
-90% -$2.03M
NMZ icon
210
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
$221K 0.02%
18,416
-56,322
-75% -$676K
BHP icon
211
BHP
BHP
$138B
$217K 0.02%
+3,784
New +$217K
WEA
212
Western Asset Premier Bond Fund
WEA
$132M
$203K 0.02%
13,951
-5,387
-28% -$78.4K
ETX
213
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
$188K 0.01%
+12,843
New +$188K
RCS
214
PIMCO Strategic Income Fund
RCS
$338M
$132K 0.01%
+13,491
New +$132K
ASP
215
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$103K 0.01%
+11,483
New +$103K
ACI
216
DELISTED
ARCH COAL, INC.
ACI
$78K 0.01%
1,760
– –
MMU
217
Western Asset Managed Municipals Fund
MMU
$551M
– –
-71,707
Closed -$886K
AVK
218
Advent Convertible and Income Fund
AVK
$551M
– –
-101,552
Closed -$1.74M
BKT icon
219
BlackRock Income Trust
BKT
$286M
– –
-9,217
Closed -$184K
BYM icon
220
BlackRock Municipal Income Quality Trust
BYM
$276M
– –
-20,745
Closed -$282K
DMO
221
Western Asset Mortgage Opportunity Fund
DMO
$136M
– –
-47,050
Closed -$1.06M
EAD
222
Allspring Income Opportunities Fund
EAD
$421M
– –
-54,302
Closed -$489K
EHI
223
Western Asset Global High Income Fund
EHI
$199M
– –
-81,575
Closed -$1.01M
ETW
224
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$974M
– –
-634,890
Closed -$7.2M
EVN
225
Eaton Vance Municipal Income Trust
EVN
$424M
– –
-17,600
Closed -$194K
7 8
9
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