RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.28B
AUM Growth
+$334M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
260
New
Increased
Reduced
Closed

Top Buys

1
+$23.8M
2
+$19.4M
3
+$17.3M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$14.2M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$12.6M

Top Sells

1
+$19.5M
2
+$10.4M
3
+$9.35M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$7.2M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.02M

Sector Composition

1 Financials 4.36%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$283K 0.02%
28,291
-600
202
$268K 0.02%
+11,000
203
$262K 0.02%
11,400
+4,000
204
$260K 0.02%
+39,626
205
$256K 0.02%
+12,000
206
$239K 0.02%
+18,900
207
$236K 0.02%
2,922
-1,580
208
$230K 0.02%
+5,200
209
$230K 0.02%
12,958
-114,342
210
$221K 0.02%
18,416
-56,322
211
$217K 0.02%
+3,784
212
$203K 0.02%
13,951
-5,387
213
$188K 0.01%
+12,843
214
$132K 0.01%
+13,491
215
$103K 0.01%
+11,483
216
$78K 0.01%
1,760
217
– –
-205,617
218
– –
-243,706
219
– –
-20,233
220
– –
-109,655
221
– –
-25,000
222
– –
-54,302
223
– –
-9,217
224
– –
-46,242
225
– –
-52,800
7 8
9
10 11