Rivernorth Capital Management’s State Street Technology Select Sector SPDR ETF XLK Stock Holding History

Rivernorth Capital Management’s Portfolio XLK Stock Details XLK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-12,958	Closed	-$230K	–	220
2013 Q4	$230K	Sell	12,958 -114,342	-90%	-$1.94M	0.02%	210
2013 Q3	$2.04M	Buy	+127,300	New	+$2.03M	0.21%	94

Other funds holding XLK

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

PPFA

Provida Pension Fund Administrator Las Condes, Santiago, Chile $5.78B AUM 21.16% 1-Year Est. Return

Euclid Advisors Hartford, Connecticut $4.79M AUM 12.77% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BII

Baring International Investment London, United Kingdom $1.57B AUM 24.97% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Rivernorth Capital Management's XLK Position: Q1 2014 in Review

Rivernorth Capital Management sold out of State Street Technology Select Sector SPDR ETF (XLK) in Q1 2014, closing a stake of 12,958 shares — an estimated $230K sold.

Rivernorth Capital Management first reported a position in XLK in Q3 2013 and held it in 2 quarters. The position peaked at $2.04M in Q3 2013. 431 funds tracked by Wall St. Rank hold XLK as of Q1 2014.

Rivernorth Capital Management reported no remaining State Street Technology Select Sector SPDR ETF position as of Q1 2014 after selling out during the quarter.
Rivernorth Capital Management sold 12,958 State Street Technology Select Sector SPDR ETF shares in Q1 2014, an estimated $230K.
Rivernorth Capital Management first reported a position in State Street Technology Select Sector SPDR ETF in Q3 2013 and held it in 2 quarters.
Rivernorth Capital Management's State Street Technology Select Sector SPDR ETF position peaked at $2.04M in Q3 2013.
431 funds tracked by Wall St. Rank held State Street Technology Select Sector SPDR ETF as of Q1 2014.

Based on Rivernorth Capital Management's 13F filing for Q1 2014, filed 15 May 2014.