Rivernorth Capital Management’s UBS Asset Management Income Fund, Inc. CIK Stock Holding History

Rivernorth Capital Management’s Portfolio CIK Stock Details CIK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-82,720	Closed	-$273K	–	146
2017 Q1	$273K	Sell	82,720 -503,498	-86%	-$1.65M	0.02%	132
2016 Q4	$1.85M	Sell	586,218 -946,545	-62%	-$2.93M	0.12%	126
2016 Q3	$4.81M	Sell	1,532,763 -241,626	-14%	-$737K	0.35%	83
2016 Q2	$5.2M	Buy	1,774,389 +578,749	+48%	+$1.68M	0.34%	83
2016 Q1	$3.43M	Buy	1,195,640 +91,609	+8%	+$249K	0.21%	117
2015 Q4	$3.07M	Buy	1,104,031 +352,574	+47%	+$1M	0.17%	134
2015 Q3	$2.13M	Buy	751,457 +475,318	+172%	+$1.41M	0.13%	151
2015 Q2	$884K	Buy	276,139 +116,549	+73%	+$376K	0.05%	166
2015 Q1	$512K	Buy	+159,590	New	+$516K	0.03%	163
2013 Q4	–	Sell	-23,304	Closed	-$86K	–	222
2013 Q3	$86K	Buy	+23,304	New	+$84.8K	0.01%	186

Other funds holding CIK

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

ICM

IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return

Rivernorth Capital Management's CIK Position: Q2 2017 in Review

Rivernorth Capital Management sold out of UBS Asset Management Income Fund, Inc. (CIK) in Q2 2017, closing a stake of 82,720 shares — an estimated $273K sold.

Rivernorth Capital Management first reported a position in CIK in Q3 2013 and held it in 10 quarters. The position peaked at $5.2M in Q2 2016. 43 funds tracked by Wall St. Rank hold CIK as of Q2 2017.

Rivernorth Capital Management reported no remaining UBS Asset Management Income Fund, Inc. position as of Q2 2017 after selling out during the quarter.
Rivernorth Capital Management sold 82,720 UBS Asset Management Income Fund, Inc. shares in Q2 2017, an estimated $273K.
Rivernorth Capital Management first reported a position in UBS Asset Management Income Fund, Inc. in Q3 2013 and held it in 10 quarters.
Rivernorth Capital Management's UBS Asset Management Income Fund, Inc. position peaked at $5.2M in Q2 2016.
43 funds tracked by Wall St. Rank held UBS Asset Management Income Fund, Inc. as of Q2 2017.

Based on Rivernorth Capital Management's 13F filing for Q2 2017, filed 14 Aug 2017.