Rivernorth Capital Management’s Newmont NEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,964	Closed	-$257K	–	198
2014 Q1	$257K	Sell	10,964 -436	-4%	-$10.2K	0.02%	181
2013 Q4	$262K	Buy	11,400 +4,000	+54%	+$91.9K	0.02%	203
2013 Q3	$208K	Buy	+7,400	New	+$208K	0.02%	178