RCM
WEA

Rivernorth Capital Management’s Western Asset Premier Bond Fund WEA Stock Holding History

Rivernorth Capital Management’s Portfolio WEA Stock Details WEA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-13,951
Closed -$203K – 218
2013
Q4 		$203K Sell
13,951
-5,387
-28% -$80K 0.02% 213
2013
Q3 		$274K Buy
+19,338
New +$273K 0.03% 173

Other funds holding WEA

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Rivernorth Capital Management's WEA Position: Q1 2014 in Review

Rivernorth Capital Management sold out of Western Asset Premier Bond Fund (WEA) in Q1 2014, closing a stake of 13,951 shares — an estimated $203K sold.

Rivernorth Capital Management first reported a position in WEA in Q3 2013 and held it in 2 quarters. The position peaked at $274K in Q3 2013. 28 funds tracked by Wall St. Rank hold WEA as of Q1 2014.

  • Rivernorth Capital Management reported no remaining Western Asset Premier Bond Fund position as of Q1 2014 after selling out during the quarter.
  • Rivernorth Capital Management sold 13,951 Western Asset Premier Bond Fund shares in Q1 2014, an estimated $203K.
  • Rivernorth Capital Management first reported a position in Western Asset Premier Bond Fund in Q3 2013 and held it in 2 quarters.
  • Rivernorth Capital Management's Western Asset Premier Bond Fund position peaked at $274K in Q3 2013.
  • 28 funds tracked by Wall St. Rank held Western Asset Premier Bond Fund as of Q1 2014.

Based on Rivernorth Capital Management's 13F filing for Q1 2014, filed 15 May 2014.