RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
-$55.8M
Cap. Flow
-$81.1M
Cap. Flow %
-6.6%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
72
Reduced
78
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
+$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$16.4M
5
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$12.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSI
151
TCW Strategic Income Fund
TSI
$238M
$1.18M 0.1%
215,737
-51,600
-19% -$282K
PMF
152
DELISTED
PIMCO Municipal Income Fund
PMF
$1.17M 0.1%
86,557
-108,018
-56% -$1.46M
SSSS icon
153
SuRo Capital
SSSS
$208M
$1.15M 0.09%
174,157
+92,748
+114% +$611K
ARMF
154
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$1.13M 0.09%
51,511
-98,253
-66% -$2.16M
JPS
155
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.13M 0.09%
130,362
-121,890
-48% -$1.06M
SLA
156
DELISTED
AMERICAN SELECT PTFL INC
SLA
$1.07M 0.09%
+107,498
New +$1.07M
VCV icon
157
Invesco California Value Municipal Income Trust
VCV
$499M
$1.06M 0.09%
89,796
-2,000
-2% -$23.6K
MIE
158
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.06M 0.09%
59,030
+11,120
+23% +$199K
GDV icon
159
Gabelli Dividend & Income Trust
GDV
$2.39B
$921K 0.08%
44,172
-153,680
-78% -$3.2M
NQU
160
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$910K 0.07%
68,479
– –
XLF icon
161
Financial Select Sector SPDR Fund
XLF
$54B
$907K 0.07%
46,249
+5,354
+13% +$105K
CRF
162
Cornerstone Total Return Fund
CRF
$1.22B
$892K 0.07%
38,378
-93,653
-71% -$2.18M
HYF
163
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$735K 0.06%
346,875
-1,161
-0.3% -$2.46K
AFT
164
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$700K 0.06%
38,350
-44,393
-54% -$810K
RGT
165
Royce Global Value Trust
RGT
$83.7M
$650K 0.05%
72,406
-57,395
-44% -$515K
OFS icon
166
OFS Capital
OFS
$116M
$582K 0.05%
46,531
-112,210
-71% -$1.4M
GT.PRA
167
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$579K 0.05%
8,003
-8,597
-52% -$622K
EQS icon
168
Equus Total Return
EQS
$33.7M
$566K 0.05%
295,005
– –
GDL
169
GDL Fund
GDL
$96.4M
$565K 0.05%
51,213
– –
RQI icon
170
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$543K 0.04%
51,523
-143,183
-74% -$1.51M
SRLN icon
171
SPDR Blackstone Senior Loan ETF
SRLN
$6.98B
$524K 0.04%
+10,466
New +$524K
TIF
172
DELISTED
Tiffany & Co.
TIF
$491K 0.04%
+5,700
New +$491K
AAPL icon
173
Apple
AAPL
$3.5T
$483K 0.04%
25,200
-28,000
-53% -$537K
MQT icon
174
BlackRock MuniYield Quality Fund II
MQT
$219M
$473K 0.04%
37,869
– –
XLI icon
175
Industrial Select Sector SPDR Fund
XLI
$23B
$471K 0.04%
+9,000
New +$471K
5 6
7
8 9