Rivernorth Capital Management’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

Rivernorth Capital Management’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-11,164	Closed	-$242K	–	198
2014 Q4	$242K	Sell	11,164 -3,531	-24%	-$74K	0.02%	195
2014 Q3	$299K	Sell	14,695 -17,087	-54%	-$345K	0.02%	164
2014 Q2	$634K	Sell	31,782 -14,467	-31%	-$282K	0.05%	156
2014 Q1	$907K	Buy	46,249 +5,354	+13%	+$102K	0.07%	161
2013 Q4	$785K	Buy	40,895 +10,024	+32%	+$184K	0.06%	178
2013 Q3	$539K	Buy	+30,871	New	+$547K	0.06%	152

Other funds holding XLF

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Rivernorth Capital Management's XLF Position: Q1 2015 in Review

Rivernorth Capital Management sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q1 2015, closing a stake of 11,164 shares — an estimated $242K sold.

Rivernorth Capital Management first reported a position in XLF in Q3 2013 and held it in 6 quarters. The position peaked at $907K in Q1 2014. 599 funds tracked by Wall St. Rank hold XLF as of Q1 2015.

Rivernorth Capital Management reported no remaining State Street Financial Select Sector SPDR ETF position as of Q1 2015 after selling out during the quarter.
Rivernorth Capital Management sold 11,164 State Street Financial Select Sector SPDR ETF shares in Q1 2015, an estimated $242K.
Rivernorth Capital Management first reported a position in State Street Financial Select Sector SPDR ETF in Q3 2013 and held it in 6 quarters.
Rivernorth Capital Management's State Street Financial Select Sector SPDR ETF position peaked at $907K in Q1 2014.
599 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q1 2015.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.