Rivernorth Capital Management’s Equus Total Return EQS Stock Holding History

Rivernorth Capital Management’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-295,005	Closed	-$566K	–	190
2014 Q1	$566K	Hold	295,005	–	–	0.05%	168
2013 Q4	$587K	Hold	295,005	–	–	0.05%	187
2013 Q3	$558K	Hold	295,005	–	–	0.06%	150
2013 Q2	$563K	Buy	+295,005	New	+$612K	0.06%	136

Other funds holding EQS

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Rivernorth Capital Management's EQS Position: Q2 2014 in Review

Rivernorth Capital Management sold out of Equus Total Return (EQS) in Q2 2014, closing a stake of 295,005 shares — an estimated $566K sold.

Rivernorth Capital Management first reported a position in EQS in Q2 2013 and held it in 4 quarters. The position peaked at $587K in Q4 2013. 14 funds tracked by Wall St. Rank hold EQS as of Q2 2014.

Rivernorth Capital Management reported no remaining Equus Total Return position as of Q2 2014 after selling out during the quarter.
Rivernorth Capital Management sold 295,005 Equus Total Return shares in Q2 2014, an estimated $566K.
Rivernorth Capital Management first reported a position in Equus Total Return in Q2 2013 and held it in 4 quarters.
Rivernorth Capital Management's Equus Total Return position peaked at $587K in Q4 2013.
14 funds tracked by Wall St. Rank held Equus Total Return as of Q2 2014.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.