Equus Total Return
11 hedge funds and large institutions have $924K invested in Equus Total Return in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 2 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
0.06% less ownership
Funds ownership: 4.68% → 4.62% (-0.06%)
2% less capital invested
Capital invested by funds: $943K → $924K (-$19K)
8% less funds holding
Funds holding: 12 → 11 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$22.4K |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.79K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$25K |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$10K |
| 3 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$635 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $558K | – | – | – |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $177K | -$635 | -331 | -0.4% |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $92K | – | – | – |
|
|
SRC
4
Shufro Rose & Co
New York
| $36K | – | – | – |
|
|
5
Citadel Advisors
Miami,
Florida
| $22K | +$22.4K | +11,656 | New |
|
6
Bank of America
Charlotte,
North Carolina
| $18K | – | – | – |
|
7
Legal & General Group
London,
United Kingdom
| $17K | – | – | – |
|
|
8
Wells Fargo
San Francisco,
California
| $2K | +$1.79K | +932 | +5,482% |
|
|
LTFS
9
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
PSI
10
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
BBPWM
11
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$25K | -13,054 | Closed |
|
|
U
12
UBS
Zurich,
Switzerland
| – | -$10K | -5,217 | Closed |
|
EQS Hedge Fund Activity: Q3 2013 in Review
11 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2013, worth a combined $924K — down 2% from $943K a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of EQS and 1 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 1 added.
The largest buyer was Citadel Advisors, opening a new position worth an estimated $22.4K. The largest seller was Blue Bell Private Wealth Management, exiting entirely with an estimated $25K sold.
- 11 institutional investors held Equus Total Return (EQS) as of Q3 2013, down from 12 in Q2 2013.
- Funds reported $924K of Equus Total Return stock for Q3 2013, down 2% quarter-over-quarter.
- 1 fund opened new Equus Total Return positions in Q3 2013 and 2 closed out, a net change of -1 holder.
- The largest Equus Total Return buyer in Q3 2013 was Citadel Advisors, an estimated $22.4K added.
- The largest Equus Total Return seller in Q3 2013 was Blue Bell Private Wealth Management, an estimated $25K sold.
Based on aggregated 13F filings for Q3 2013.