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Equus Total Return
EQS

Overview Fund Activity

11 hedge funds and large institutions have $314K invested in Equus Total Return in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 6 closing their positions.

Holders
11
Holders Change
-4
Holders Change %
-26.67%
% of All Funds
0.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
1
Reduced
3
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$18K
2
UBS Group
2
UBS Group
Switzerland
$2K

Top Sellers

1
WC
1
Wynnefield Capital
New York
$0
2
AC
2
Almitas Capital
California
$0
3
BI
3
Bulldog Investors
New Jersey
$143K
4
Northern Trust
4
Northern Trust
Illinois
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$81K
Name Market Value Shares Shares
Change 		Shares
Change %
BI
1
Bulldog Investors
New Jersey
$143K 66,126 -25,350 -28%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$81K 37,729 -14,700 -28%
SRC
3
Shufro Rose & Co
New York
$38K 17,735 – –
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$30K 12,488 – –
Morgan Stanley
5
Morgan Stanley
New York
$18K 8,500 +8,500 New
Osaic Holdings
6
Osaic Holdings
Arizona
$2K 1,067 -1 -0.1%
UBS Group
7
UBS Group
Switzerland
$2K 908 +197 +28%
WFI
8
West Family Investments
California
$374 210,276 – –
WC
9
Wynnefield Capital
New York
– – -58,098 Closed
AC
10
Almitas Capital
California
– – -54,210 Closed
Northern Trust
11
Northern Trust
Illinois
– – -30,986 Closed
AA
12
Ancora Advisors
Ohio
– – -20,000 Closed
AAS
13
Avantax Advisory Services
Texas
– – -11,925 Closed
TRCT
14
Tower Research Capital (TRC)
New York
– – -210 Closed
AF
15
Advisornet Financial
Minnesota
$0 223 – –
PCG
16
Private Capital Group
Connecticut
$0 39 – –
CFGS
17
Concourse Financial Group Securities
Alabama
– – – –
Wells Fargo
18
Wells Fargo
California
$0 2 +2 New