Equus Total Return
13 hedge funds and large institutions have $1.01M invested in Equus Total Return in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
18% more funds holding
Funds holding: 11 → 13 (+2)
9% more capital invested
Capital invested by funds: $924K → $1.01M (+$84K)
0.18% more ownership
Funds ownership: 4.62% → 4.8% (+0.18%)
50% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$24.6K |
| 2 |
Morgan Stanley
New York
|
+$11.3K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$4.4K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$4 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SRC
Shufro Rose & Co
New York
|
-$2.83K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1.79K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $587K | – | – | – |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $186K | – | – | – |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $97K | – | – | – |
|
|
SRC
4
Shufro Rose & Co
New York
| $35K | -$2.83K | -1,502 | -8% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $26K | +$24.6K | +13,054 | New |
|
|
6
Citadel Advisors
Miami,
Florida
| $21K | -$1.79K | -948 | -8% |
|
7
Bank of America
Charlotte,
North Carolina
| $19K | – | – | – |
|
8
Legal & General Group
London,
United Kingdom
| $18K | – | – | – |
|
|
9
Morgan Stanley
New York
| $12K | +$11.3K | +6,000 | New |
|
|
U
10
UBS
Zurich,
Switzerland
| $4K | +$4.4K | +2,330 | New |
|
|
11
Wells Fargo
San Francisco,
California
| $2K | +$4 | +2 | +0.2% |
|
|
PSI
12
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
LTFS
13
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$1K | -405 | Closed |
|
EQS Hedge Fund Activity: Q4 2013 in Review
13 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q4 2013, worth a combined $1.01M — up 9.1% from $924K a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new EQS positions and 1 closed out — a net gain of 2 holders — while 1 added to existing stakes and 2 trimmed.
The largest buyer was Blue Bell Private Wealth Management, opening a new position worth an estimated $24.6K. The largest seller was Shufro Rose & Co, cutting an estimated $2.83K.
- 13 institutional investors held Equus Total Return (EQS) as of Q4 2013, up from 11 in Q3 2013.
- Funds reported $1.01M of Equus Total Return stock for Q4 2013, up 9.1% quarter-over-quarter.
- 3 funds opened new Equus Total Return positions in Q4 2013 and 1 closed out, a net change of +2 holders.
- The largest Equus Total Return buyer in Q4 2013 was Blue Bell Private Wealth Management, an estimated $24.6K added.
- The largest Equus Total Return seller in Q4 2013 was Shufro Rose & Co, an estimated $2.83K sold.
Based on aggregated 13F filings for Q4 2013.