Equus Total Return
13 hedge funds and large institutions have $1.01M invested in Equus Total Return in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 1 closing their positions.
Holders
13
Holders Change
+2
Holders Change %
+18.18%
% of All Funds
0.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
1
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–
Top Buyers
| 1 |
BBPWM
1
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$26K |
| 2 |
2
Morgan Stanley
New York
|
$12K |
| 3 |
U
3
UBS
Zurich,
Switzerland
|
$4K |
| 4 |
4
Wells Fargo
San Francisco,
California
|
$2K |
Top Sellers
| 1 |
SRC
1
Shufro Rose & Co
New York
|
$35K |
| 2 |
2
Citadel Advisors
Miami,
Florida
|
$21K |
| 3 |
LTFS
3
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$0 |
| Name | Market Value | Shares |
Shares Change |
Shares Change % |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $587K | 295,005 | – | – |
|
|
TJHA
2
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $186K | 93,614 | – | – |
|
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $97K | 48,584 | – | – |
|
|
SRC
4
Shufro Rose & Co
New York
| $35K | 17,735 | -1,502 | -8% |
|
|
BBPWM
5
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $26K | 13,054 | +13,054 | New |
|
|
6
Citadel Advisors
Miami,
Florida
| $21K | 10,708 | -948 | -8% |
|
7
Bank of America
Charlotte,
North Carolina
| $19K | 9,343 | – | – |
|
8
Legal & General Group
London,
United Kingdom
| $18K | 9,011 | – | – |
|
|
9
Morgan Stanley
New York
| $12K | 6,000 | +6,000 | New |
|
|
U
10
UBS
Zurich,
Switzerland
| $4K | 2,330 | +2,330 | New |
|
|
11
Wells Fargo
San Francisco,
California
| $2K | 951 | +2 | +0.2% |
|
|
PSI
12
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | 331 | – | – |
|
|
LTFS
13
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | – | -405 | Closed |
|
14
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $0 | 1 | – | – |
|