We are live on ! Find out more
EQS icon

Equus Total Return
EQS

16 hedge funds and large institutions have $3.28M invested in Equus Total Return in 2017 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 16 → 16 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

0.08% less ownership

Funds ownership: 10.19% → 10.11% (-0.08%)

2% less capital invested

Capital invested by funds: $3.35M → $3.28M (-$69K)

40% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 5

Holders
16
Holders Change
–
Holders Change %
0%
% of All Funds
0.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BFM
Boothbay Fund Management
New York
+$157K
2
AA
Ancora Advisors
Ohio
+$108K
3
TRCT
Tower Research Capital (TRC)
New York
+$1.68K
4
Wells Fargo
Wells Fargo
California
+$2

Top Sellers

Rank Fund Capital Flow
1
GJL
Gendell Jeffrey L
-$243K
2
TJHA
Thomas J. Herzfeld Advisors
Florida
-$26.5K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$10.3K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$7.01K
5
UBS Group
UBS Group
Switzerland
-$5.95K
Name Holding Trade Value Shares
Change 		Change in
Stake
BI
1
Bulldog Investors
New Jersey
$1.19M – – –
AA
2
Ancora Advisors
Ohio
$931K +$108K +45,000 +13%
LCM
3
Landscape Capital Management
New Jersey
$320K -$4.79K -2,000 -1%
BFM
4
Boothbay Fund Management
New York
$257K +$157K +65,622 +158%
WC
5
Wynnefield Capital
New York
$171K – – –
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$125K -$7.01K -2,931 -5%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$103K -$26.5K -11,054 -21%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$48K -$10.3K -4,308 -18%
KAM
9
Kazazian Asset Management
Florida
$46K – – –
SRC
10
Shufro Rose & Co
New York
$43K – – –
Bank of America
11
Bank of America
North Carolina
$30K – – –
UBS Group
12
UBS Group
Switzerland
$9K -$5.95K -2,485 -40%
TRCT
13
Tower Research Capital (TRC)
New York
$2K +$1.68K +700 New
AG
14
Advisor Group
Arizona
$1K – – –
AFNAS
15
American Financial Network Advisory Services
California
$1K – – –
GJL
16
Gendell Jeffrey L
– -$243K -99,830 Closed
Wells Fargo
17
Wells Fargo
California
– +$2 +1 +5%

EQS Hedge Fund Activity: Q4 2017 in Review

16 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q4 2017, worth a combined $3.28M — down 2.1% from $3.35M a quarter earlier.

Fund positioning in EQS was balanced in Q4 2017: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 5 trimmed.

The largest buyer was Boothbay Fund Management, adding an estimated $157K. The largest seller was Gendell Jeffrey L, exiting entirely with an estimated $243K sold.

  • 16 institutional investors held Equus Total Return (EQS) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $3.28M of Equus Total Return stock for Q4 2017, down 2.1% quarter-over-quarter.
  • 1 fund opened new Equus Total Return positions in Q4 2017 and 1 closed out, a net change of 0 holders.
  • The largest Equus Total Return buyer in Q4 2017 was Boothbay Fund Management, an estimated $157K added.
  • The largest Equus Total Return seller in Q4 2017 was Gendell Jeffrey L, an estimated $243K sold.

Based on aggregated 13F filings for Q4 2017.