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Equus Total Return
EQS

16 hedge funds and large institutions have $3.35M invested in Equus Total Return in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

7% more capital invested

Capital invested by funds: $3.12M → $3.35M (+$233K)

7% more funds holding

Funds holding: 15 → 16 (+1)

0.43% more ownership

Funds ownership: 9.77% → 10.19% (+0.43%)

50% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 4

Holders
16
Holders Change
+1
Holders Change %
+6.67%
% of All Funds
0.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
2
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AA
Ancora Advisors
Ohio
+$580K
2
UBS Group
UBS Group
Switzerland
+$14.7K
3
BFM
Boothbay Fund Management
New York
+$4.62K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$234K
2
GJL
Gendell Jeffrey L
-$114K
3
Citadel Advisors
Citadel Advisors
Florida
-$97K
4
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$14K
5
LCM
Landscape Capital Management
New Jersey
-$7.71K
Name Holding Trade Value Shares
Change 		Change in
Stake
BI
1
Bulldog Investors
New Jersey
$1.21M – – –
AA
2
Ancora Advisors
Ohio
$834K +$580K +248,000 +261%
LCM
3
Landscape Capital Management
New Jersey
$329K -$7.71K -3,300 -2%
GJL
4
Gendell Jeffrey L
$243K -$114K -48,788 -33%
WC
5
Wynnefield Capital
New York
$173K – – –
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$133K -$234K -100,000 -65%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$131K – – –
BFM
8
Boothbay Fund Management
New York
$101K +$4.62K +1,975 +5%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$60K -$14K -5,989 -20%
KAM
10
Kazazian Asset Management
Florida
$46K – – –
SRC
11
Shufro Rose & Co
New York
$43K – – –
Bank of America
12
Bank of America
North Carolina
$31K – – –
UBS Group
13
UBS Group
Switzerland
$15K +$14.7K +6,289 New
AG
14
Advisor Group
Arizona
$1K – – –
AFNAS
15
American Financial Network Advisory Services
California
$1K +$947 +405 New
Citadel Advisors
16
Citadel Advisors
Florida
– -$97K -40,996 Closed

EQS Hedge Fund Activity: Q3 2017 in Review

16 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2017, worth a combined $3.35M — up 7.5% from $3.12M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new EQS positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 4 trimmed.

The largest buyer was Ancora Advisors, adding an estimated $580K. The largest seller was Royal Bank of Canada, cutting an estimated $234K.

  • 16 institutional investors held Equus Total Return (EQS) as of Q3 2017, up from 15 in Q2 2017.
  • Funds reported $3.35M of Equus Total Return stock for Q3 2017, up 7.5% quarter-over-quarter.
  • 2 funds opened new Equus Total Return positions in Q3 2017 and 1 closed out, a net change of +1 holder.
  • The largest Equus Total Return buyer in Q3 2017 was Ancora Advisors, an estimated $580K added.
  • The largest Equus Total Return seller in Q3 2017 was Royal Bank of Canada, an estimated $234K sold.

Based on aggregated 13F filings for Q3 2017.