Equus Total Return
13 hedge funds and large institutions have $625K invested in Equus Total Return in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 3 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
2% more capital invested
Capital invested by funds: $611K → $625K (+$14K)
0.28% more ownership
Funds ownership: 1.95% → 2.23% (+0.28%)
7% less funds holding
Funds holding: 14 → 13 (-1)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$57K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$52.8K |
| 3 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$3.85K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$250 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citigroup
New York
|
-$22K |
| 2 |
Morgan Stanley
New York
|
-$9.01K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TJHA
1
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $204K | – | – | – |
|
|
2
Royal Bank of Canada
Toronto,
Ontario, Canada
| $157K | +$52.8K | +22,400 | +46% |
|
|
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $85K | – | – | – |
|
|
LCM
4
Landscape Capital Management
Englewood,
New Jersey
| $76K | +$57K | +24,214 | +240% |
|
|
SRC
5
Shufro Rose & Co
New York
| $39K | – | – | – |
|
6
Bank of America
Charlotte,
North Carolina
| $29K | – | – | – |
|
7
Legal & General Group
London,
United Kingdom
| $20K | – | – | – |
|
|
8
Morgan Stanley
New York
| $11K | -$9.01K | -3,825 | -43% |
|
|
DADC
9
D.A. Davidson & Co
Great Falls,
Montana
| $3K | +$3.85K | +1,635 | New |
|
|
PSI
10
Pinnacle Summer Investments
Fairfax,
Virginia
| $1K | – | – | – |
|
|
11
Citigroup
New York
| – | -$22K | -9,054 | Closed |
|
|
12
Ameriprise
Minneapolis,
Minnesota
| – | +$250 | +106 | New |
|
EQS Hedge Fund Activity: Q3 2014 in Review
13 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Equus Total Return (EQS) for Q3 2014, worth a combined $625K — up 2.3% from $611K a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of EQS and 2 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 2 added.
The largest buyer was Landscape Capital Management, adding an estimated $57K. The largest seller was Citigroup, exiting entirely with an estimated $22K sold.
- 13 institutional investors held Equus Total Return (EQS) as of Q3 2014, down from 14 in Q2 2014.
- Funds reported $625K of Equus Total Return stock for Q3 2014, up 2.3% quarter-over-quarter.
- 2 funds opened new Equus Total Return positions in Q3 2014 and 3 closed out, a net change of -1 holder.
- The largest Equus Total Return buyer in Q3 2014 was Landscape Capital Management, an estimated $57K added.
- The largest Equus Total Return seller in Q3 2014 was Citigroup, an estimated $22K sold.
Based on aggregated 13F filings for Q3 2014.