Ameriprise’s Equus Total Return EQS Stock Holding History

Ameriprise’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-106	Closed	–	–	3910
2014 Q3	$0	Buy	+106	New	+$250	﹤0.01%	5823

Other funds holding EQS

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

KAM

Kazazian Asset Management Fort Lauderdale, Florida $91.5M AUM 35.36% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise's EQS Position: Q4 2014 in Review

Ameriprise sold out of Equus Total Return (EQS) in Q4 2014, closing a stake of 106 shares.

Ameriprise first reported a position in EQS in Q3 2014 and held it in 1 quarter. The position peaked at $0 in Q3 2014. 13 funds tracked by Wall St. Rank hold EQS as of Q4 2014.

Ameriprise reported no remaining Equus Total Return position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 106 Equus Total Return shares in Q4 2014.
Ameriprise first reported a position in Equus Total Return in Q3 2014 and held it in 1 quarter.
Ameriprise's Equus Total Return position peaked at $0 in Q3 2014.
13 funds tracked by Wall St. Rank held Equus Total Return as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.