Boothbay Fund Management’s Equus Total Return EQS Stock Holding History

Boothbay Fund Management’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-96,900	Closed	-$177K	–	906
2019 Q4	$177K	Sell	96,900 -1,400	-1%	-$2.23K	0.02%	723
2019 Q3	$158K	Buy	98,300 +2,631	+3%	+$4.34K	0.01%	670
2019 Q2	$157K	Buy	95,669 +3,010	+3%	+$5.25K	0.01%	639
2019 Q1	$177K	Sell	92,659 -24,140	-21%	-$46.2K	0.02%	618
2018 Q4	$229K	Buy	116,799 +38,830	+50%	+$78.5K	0.03%	458
2018 Q3	$155K	Sell	77,969 -12,799	-14%	-$27.2K	0.02%	686
2018 Q2	$214K	Sell	90,768 -33,300	-27%	-$79.5K	0.02%	603
2018 Q1	$295K	Buy	124,068 +16,871	+16%	+$40.4K	0.03%	475
2017 Q4	$257K	Buy	107,197 +65,622	+158%	+$157K	0.04%	490
2017 Q3	$101K	Buy	41,575 +1,975	+5%	+$4.62K	0.02%	549
2017 Q2	$93K	Buy	39,600 +6,892	+21%	+$17.6K	0.02%	613
2017 Q1	$81K	Sell	32,708 -21,292	-39%	-$46.1K	0.02%	680
2016 Q4	$109	Buy	+54,000	New	+$103K	0.02%	677
2016 Q1	–	Sell	-17,015	Closed	-$30K	–	400
2015 Q4	$30K	Buy	+17,015	New	+$27.9K	0.01%	538
2015 Q1	–	Sell	-21,756	Closed	-$46K	–	357
2014 Q4	$46K	Buy	+21,756	New	+$45.9K	0.04%	321

Other funds holding EQS

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Boothbay Fund Management's EQS Position: Q1 2020 in Review

Boothbay Fund Management sold out of Equus Total Return (EQS) in Q1 2020, closing a stake of 96,900 shares — an estimated $177K sold.

Boothbay Fund Management first reported a position in EQS in Q4 2014 and held it in 15 quarters. The position peaked at $295K in Q1 2018. 15 funds tracked by Wall St. Rank hold EQS as of Q1 2020.

Boothbay Fund Management reported no remaining Equus Total Return position as of Q1 2020 after selling out during the quarter.
Boothbay Fund Management sold 96,900 Equus Total Return shares in Q1 2020, an estimated $177K.
Boothbay Fund Management first reported a position in Equus Total Return in Q4 2014 and held it in 15 quarters.
Boothbay Fund Management's Equus Total Return position peaked at $295K in Q1 2018.
15 funds tracked by Wall St. Rank held Equus Total Return as of Q1 2020.

Based on Boothbay Fund Management's 13F filing for Q1 2020, filed 15 May 2020.